- Lowe's (Mooresville, NC)
- …leadership, fostering a high-performing, collaborative team environment that supports the company's financial and compliance goals. **What you will do** + ... at reducing error rates and enhancing data integrity, ultimately contributing to lower audit assessments and improved compliance outcomes. + Lead efforts to… more
- American Express (Charlotte, NC)
- …regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. +...7 years of compliance , legal, privacy, or risk experience within a financial institution, preferably… more
- TD Bank (Charlotte, NC)
- …and responsive solutions + Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal, Audit ) _The above details ... a mission to build a more resilient and scalable compliance risk management function. As part of...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- American Express (Charlotte, NC)
- …business partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Organization, Privacy, Internal Audit Group). + ... monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk ...on team need. **Minimum Qualifications:** + 5 years in Compliance or related activities within financial services… more
- American Express (Apex, NC)
- …regulatory exam readiness, issue remediation, and corrective action planning + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk ...+ 7-10 years of compliance , legal, or risk experience within a financial institution +… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... experience, training, military experience, education **Desired Qualifications:** + Experience in compliance , regulatory change management, or risk management in… more
- American Express (Charlotte, NC)
- …and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... and ongoing monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory… more
- Bank of America (Charlotte, NC)
- …Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes Compliance Risk Principles **Preferred Leadership Behaviors:** + ... I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of...Processes (HRPs). + Coordinates with GFC Modeling Analytics; Model Risk Management; and Financial Crimes Technology on… more
- Wells Fargo (Charlotte, NC)
- …deliver targeted compliance awareness training. + Collaborate with Legal, Risk , Audit , and other internal stakeholders. + Prepare management-ready reports ... compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high-...of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Charlotte, NC)
- …complex business units, rules and regulations on moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory ... oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk...of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more