- TD Bank (Charlotte, NC)
- … projects/initiatives as a representative for area of specialization. + Support the audit engagement and risk assessment process to identify key risks and ... and divisional objectives. + Test of internal controls over Financial Reporting + Managing stakeholders- Requesting Audit ...+ Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully… more
- Lincoln Financial (Raleigh, NC)
- …of testing according to internal audit methodology. + Prepare detailed audit reports outlining findings, risk criteria, and recommendations for management, ... and system development + Knowledge of internal controls, business / information technology risk , regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS,… more
- Truist (Charlotte, NC)
- …procedures, and risk /control documentation. Manage and provide support for open risk , audit , and regulatory issues. Draft materials to senior leadership ... partner in completing and interpreting a variety of complex accounting and financial reporting activities to meet regulatory reporting requirements and support the… more
- Capital One (Charlotte, NC)
- …Audit team, the candidate will focus on audits that involve conducting operational, compliance , and risk management related audits for the Capital One Card ... on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.** + **You possess... tools** + **1+ years of experience in performing compliance audits** + **1 + years Audit … more
- Truist (Lumberton, NC)
- …year of banking, financial industry or related experience; preferably in a branch, audit , compliance , legal, risk or lending related capacity 3. Ability ... research and loss mitigation efforts across multiple intake channels to decision Financial Crimes related cases and alerts. Researches and analyzes account activity… more
- TD Bank (Charlotte, NC)
- …or participates in strategic project initiatives to within Regional Commercial to mitigate risk , enhance controls or remediate audit , loan review or regulatory ... **Line of Business:** Governance & Control **Job Description:** The Audit & Exam COE Control Group Manager will serve...and communication plans to ensure Business Line understanding and compliance with key risk initiatives + Provides… more
- Honeywell (Charlotte, NC)
- …you will play a pivotal role in ensuring the effectiveness of our internal audit processes and enhancing our risk management practices. Honeywell is a global ... evaluating and enhancing the effectiveness of the company's internal controls and risk management processes. Your expertise in internal audit methodologies and… more
- Equitable (Charlotte, NC)
- …(must have or be willing to attain CISA within 12 months of hire) + 5 years total audit or IT risk experience + 2 years IT audit management experience + ... MS PowerPoint skills **Preferred Qualifications:** + Hands-on technology experience + Big-4 Audit Firm experience + Insurance, Financial Services, or Banking… more
- Bank of America (Charlotte, NC)
- …a plus **Desired Qualifications:** + Ideal candidate would have experience with financial services audit / compliance and/or front-line wealth management ... are guided by a common purpose to help make financial lives better through the power of every connection....business model, processes) on each new assignment. + Executes audit strategy for the sound application of risk… more
- Office of the Inspector General, USPS (Raleigh, NC)
- …the area of auditing. The employee serves as a junior member of an audit team assisting with systematic performance, financial , or attestation reviews and audits ... tools, and operations. Our directorate helps to reduce the risk of fraud, inappropriate disclosure of sensitive data, and...The GS-09 equivalent serves as a member of an audit team conducting systematic performance, financial , or… more