- TIAA (Charlotte, NC)
- …Required Qualifications: + 2+ years' experience with vendor risk or operational risk management, audit , or compliance Preferred Qualifications: + 3+ ... years' experience with vendor risk or operational risk management, audit , or compliance ...world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before… more
- TD Bank (Charlotte, NC)
- …, Legal), and AMCB Consumer Bank teams to ensure that all regulatory, compliance , audit , and self-ID findings are remediated and customer and colleague ... + Drives timely, effective, and efficient resolution of regulatory, audit , compliance , and self ID findings +...interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance… more
- American Express (Apex, NC)
- …efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk Management Policy and Standards. This individual will ... efforts with key stakeholders including the GFCC COO, Financial Crimes Compliance Surveillance Unit, US Investigations Unit, Risk and Threat Assessment… more
- Dentsply Sirona (Charlotte, NC)
- …for leading the design, remediation and overall effectiveness of internal control over financial reporting, in compliance with the Sarbanes-Oxley Act. You will ... have a direct impact on the company's financial integrity and compliance with regulatory requirements.... **Knowledge, Skills, and Abilities** + Strong understanding of audit methodologies, risk assessment, deficiency mitigation, and… more
- American Express (Charlotte, NC)
- …with or in operational risk management space (eg, Risk , Compliance , Control Management and/or Internal Audit ). Experience in Agile /Kanban methodologies ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...experience in operational risk management (eg, within Risk and/or Internal Audit function); Preferrable experience… more
- Truist (Greenville, NC)
- …REL leadership team and GCO regarding activities, trends, and events pertaining to Risk , Regulatory, Audit , Compliance and Loan Review activities; promote ... connectivity across key stakeholders in alignment with the firm's risk appetite and REL's strategic initiatives & financial...firm's risk appetite. * Partner with key risk and compliance partners to develop and… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... other high-level operational guides, developing executive-level briefings, responding to audit , regulatory, and compliance requests, and acting as… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... data from CIEM tools (eg, Sonrai) and native cloud audit logs. + Collaborate with cybersecurity operations to support...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Elevance Health (Durham, NC)
- …in a complex IT/IS environment. + Experience with Governance, Risk and Compliance (GRC) systems (eg, Workiva WDesk, Highbond, Audit Board, ServiceNow, etc.) ... new or less experienced auditors. + May support internal and external audit / compliance groups with various activities that may include, testing, documentation,… more
- Elevance Health (Winston Salem, NC)
- …in a complex IT/IS environment. + Experience with Governance, Risk and Compliance (GRC) systems (eg, Workiva WDesk, Highbond, Audit Board, ServiceNow, etc.) ... new or less experienced auditors. + May support internal and external audit / compliance groups with various activities that may include, testing, documentation,… more