- American Express (Charlotte, NC)
- …client-facing businesses, commercial and consumer financial product managers, Global Risk & Compliance , Technology, Legal (GCO), Finance, Global Services ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...experience in operational risk management (eg, within Risk and/or Internal Audit function); understanding of… more
- Bank of America (Charlotte, NC)
- …of all Model related activities and coordination with different stakeholders like Model Risk Management, Global Financial Crimes etc. You will be required to ... across various functions including the Model Development, Model Validation, Model Risk Management, Global Financial Crimes (GFC), GFC-Tech, amongst others.… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... standards and procedures for systems, applications and tools + Set guidelines for compliance and risk management requirements for supported area and work with… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... Functions Technology (EFT) group provides technological solutions and support for Risk , Audit , Finance, Marketing, Human Resources, Corporate Properties, and… more
- Bank of America (Charlotte, NC)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit , Operational Risk , and Technology to ensure effective ... understanding of data and technology. + Strong understanding of the data regulations, compliance and risk environment in financial services. + Data… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... + **Technology Application Compliance -** Oversee adherence to enterprise compliance standards, coordinate audit support and policy issue remediation… more
- Bank of America (Charlotte, NC)
- …all activities. Decisions made will have significant impact to the firms Regulatory, Financial , Reputational and Operational risk to the Bank. On a tri-annual ... and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and...Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... assessments, control execution, and process improvements. + Collaborate with Compliance , BACO, Legal, and Financial Controllers to...and internal policies. + Work with Business Line leaders, Risk , and Audit to ensure consistent application… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... to provide support and drive strategic initiatives for the business + Recommend compliance and risk management requirements for supported area and works with… more
- Citigroup (Charlotte, NC)
- …quality control. This specific opportunity is to ensure that the Seller Audit process for several businesses is handled accurately, timely, efficiently and according ... on proposed scope + Determine auditor availability and coordinate audit timing + Establish audit scope based...each of the originating and coverage business lines, credit risk , operations, legal, etc. + Ensure that quality of… more