- City National Bank (Charlotte, NC)
- …and other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk , Third ... monthly risk working groups to show thematic trends, themes, testing and audit updates, and business needs regarding risk program maturity in conjunction… more
- TD Bank (Raleigh, NC)
- …follows compliance / risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... services, products, and tools to help Customers achieve their financial goals. **Depth & Scope:** + Performs a wide...comprehensive responses to all external audit , regulator and compliance requests and findings.… more
- Sunrise Senior Living (Raleigh, NC)
- …Recruitment Administration and Process, Information Monitoring/Process and Systems, Financial Systems Close and Management, Business Processes-Key Controls, ... and state laws/provincial labor/labour laws and Sunrise policy. + Maintain training compliance and records and performance appraisal records and perform ongoing data… more
- Highmark Health (Raleigh, NC)
- …OVERVIEW:** Performs all related internal, concurrent, prospective and retrospective coding audit activities. Reviews medical records to determine data quality and ... areas. Uses information to generate topics for education, training, process changes, risk reduction, optimization of reimbursement with new and current coders in… more
- Truist (Charlotte, NC)
- …integrity, client reviews, watchlist management, and amendments/waivers, as well as executing compliance , audit and regulatory guidelines and reviews. The group ... Supports senior teammates in management of the portfolio with responsibilities including financial statement spreads, covenant compliance analysis and others as… more
- PNC (Fayetteville, NC)
- …and audit requirements. Trains and coaches team members with operational/ risk activities and monitors adherence to policies and procedures. Exercises sound ... of the branch and team, specifically the maintenance of security procedures, ensuring audit controls are followed and the support and adherence to compliance … more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. ... sites, and vendors (including contract research organizations) and ensure that audit results are communicated, and appropriate corrective actions are implemented and… more
- SMBC (Charlotte, NC)
- …Vulnerability and Threat Management, Security Standards and Technical Procedures, Compliance , Risk Assessments, Security Monitoring and Incident Response, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit , Compliance , the Fraud team, and other… more
- First Horizon Bank (Charlotte, NC)
- …validations, per audit and regulatory standards. + Assist with Model Risk Management (MRM) and Capital Stress Testing Committee (CSTC) reviews for material ... and investment portfolios. EC modeling helps inform the Bank's capital planning, risk management, and loan pricing decisions, as well as capital adequacy assessments… more
- City National Bank (Charlotte, NC)
- …of experience in finance, banking or related industry with specific emphasis on risk management, EUC control assessment, internal audit , or data management. * ... for expansion and oversight of City National Bank's (CNB's) Information Management Risk (IMR) Program. Continuous Monitoring and oversight of IMR controls program as… more