- First Horizon Bank (Greensboro, NC)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit , compliance and regulatory ... preserving, and managing their wealth. You will utilize our financial planning strategy to advise prospects on all aspects...requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …all Product Management Lifecycle (PML) process & procedures are followed, supporting security, risk , audit , and more, and ensure action items and deadlines are ... segment, to garner a deep understanding of their segment and that segment's financial needs. 2. Analyze the market and competitive environment to define a… more
- Surgery Care Affiliates (Charlotte, NC)
- …offer a comprehensive benefits package to support your health, well-being, and financial future. Our offerings include medical, dental, and vision coverage, 401k ... Medical Executive Committee/Governing Body a minimum of quarterly: + Medical Record Audit reports; Monthly or quarterly data collection from ongoing systematic chart… more
- BMO Financial Group (NC)
- …and syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads and executes ... execution, evaluation and sustainment of initiatives. + Manages the risk of the assigned complex portfolio in a timely...Planning - Working + Business Acumen - In-depth + Financial and Working Capital Understanding - In-depth + Strategic… more
- Bank of America (Charlotte, NC)
- …and works with external clients, business partners, and their support groups including Compliance , Audit , and Finance + Conducts daily tasks and applies ... are guided by a common purpose to help make financial lives better through the power of every connection....the "why" and connects contributions to business results. + Risk Manager: Leads and encourages the identification, escalation and… more
- Truist (Raleigh, NC)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit , compliance and regulatory ... comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an… more
- TD Bank (Charlotte, NC)
- …decision-making. **4. Documentation & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records ... Experience with innovation projects, POCs, or technology assessments. - Familiarity with compliance and risk considerations in banking vendor engagements. **Who… more
- IQVIA (Charlotte, NC)
- …individual. decisions on other parts of the organization and the environment. + ** Risk management** Knowledge of liability and compliance regulation, the ability ... completion of all daily tasks in a timely fashion while ensuring compliance with all standard operating procedures. **Primary Responsibilities:** + Oversee the… more
- Truist (Winston Salem, NC)
- …to ensure competitiveness, appropriate linkages between pay and performance, and compliance with legal and regulatory requirements. Consult and partner with Human ... governance initiatives according to processes and procedures that are compliant with audit and regulatory expectations. Position is not a remote role. Role is… more
- Bank of America (Charlotte, NC)
- …multi-task in a deadline driven environment **Desired Qualifications:** + Operational risk , compliance risk or audit experience also beneficial + Big 4 ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more