- Coinbase (Charlotte, NC)
- … is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...Audit , ICFR/SOX Compliance , SOC Reporting, IT Audit , Finance, Risk Management, or related fields,… more
- USAA (Charlotte, NC)
- …required may be substituted in lieu of a degree. + 10 years of internal audit , risk management, compliance , other control partner experience or relevant ... assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... management, control, and governance processes. Participants will learn fundamentals of financial services, auditing, and risk analysis in classroom and on… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... Audit and with teams companywide **Required Qualifications:** + 5+ years of Audit , Risk experience, or equivalent demonstrated through one or a combination… more
- PNC (Charlotte, NC)
- …new approaches, and deliver business value and insights. **Job Description** + Manages financial , compliance , and/or operational audit reviews, including the ... Monitoring, Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function,… more
- American Express (Apex, NC)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... services and to influence the way the company manages risk . We are committed to growing our audit...Business Line(s) using an integrated auditing approach that considers financial , operational, compliance , and technology risks. +… more
- Truist (Raleigh, NC)
- …Ten years related experience at a large financial institution performing legal, compliance , or other duties such as risk management and/or project management ... gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and ...tracking cyber program maturity, and acting as exam & audit advisor to business segments and functions. **ESSENTIAL DUTIES… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... Audit and with teams companywide **Required Qualifications:** + 5+ years of Audit , Risk experience, or equivalent demonstrated through one or a combination… more
- US Bank (Charlotte, NC)
- …and CAS Senior Leadership **Preferred Skills/Qualifications:** + 10+ years of applicable risk / audit / compliance experience + Proven leadership skills. Five or ... Senior Leadership, in particular the European Head of Internal Audit in developing an appropriate risk -based ...Corporate Functions Risk Management and other multiple risk disciplines. Relevant Financial Service Industry and… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more