- Mizuho Corporate Bank (New York, NY)
- …and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of BASEL rules, broker dealer regulatory reporting + knowledge ... corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com.… more
- DoorDash (New York, NY)
- …in a customer facing role leading or assisting with digital marketing or sales campaigns + A builder's mentality, are passionate about technology products that ... has been reviewed by an independent auditor. Results of the audit may be viewed here: Covey (https://getcovey.com/nyc-local-law-144) Compensation The successful… more
- JPMorgan Chase (Brooklyn, NY)
- …in Business Controls, Business Management, Operational Risk, Compliance, Legal, Audit , or similar function. + Experience managing and developing sustainable ... skills. **Preferred Qualifications, Skills, and Capabilities:** + Coverage of Markets Sales /Trading business(es) is desired. + Knowledge of regulatory and control… more
- TD Bank (New York, NY)
- …engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The ... Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's… more
- Echelon Supply & Service (Liverpool, NY)
- …financial audits, providing necessary documentation and explanations to support the audit process. + Continuously assess and enhance accounting processes and ... data integrity. + Assist with tax-related matters, including the preparation of sales tax filings and ensuring compliance with applicable tax regulations. +… more
- Mizuho Corporate Bank (New York, NY)
- …as S&P, GCD, and Moody's Analytics. + Demonstrable experience in managing audit and regulatory interactions. + Strong project, management and organizational skills. ... corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com.… more
- CBRE (New York, NY)
- …of service excellence and employee satisfaction. * Ensure appropriate account review, audit and governance regimes exist to meet regulatory, policy and contractual ... including formal monthly, quarterly and annual reviews. * Support the sales process through solution development, participation in presentations and consultation… more
- Scotiabank (New York, NY)
- …equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, foreign ... trading documentation, which is required for regulatory, management reporting and audit purposes. + Communication with clients, lawyers, senior management (internal… more
- M&T Bank (New York, NY)
- …M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as ... or a related field (Investment Banking, Structured Finance, Credit Underwriting), sales preferred. Advanced computer skills and strong knowledge of Excel, Word… more
- Mizuho Corporate Bank (New York, NY)
- …+ Bachelor's degree + 5+ years of Operational Risk, IT Risk, TRPM, or Audit experience for a Bank/Financial Institution. + Strong ability to track organize and ... corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com.… more