- Penguin Random House (New York, NY)
- …be focused on evaluating technology controls, supporting risk assessments, leading audit coordination, and executing control activities related to fraud, training, ... technologies, and business areas. + Develop and execute an internal audit program that aligns with internal Information Security requirements, external regulations,… more
- Scotiabank (New York, NY)
- …operational risk policies and regulatory expectations. + Partnered with senior leadership to enhance RCSA methodologies, incorporating scenario analysis, ... over change management and policy updates. + Supported regulatory and audit examinations by coordinating timely and accurate responses to information requests.… more
- TD Bank (New York, NY)
- …SharePoint site for reference by all of our business lines, and partners such Audit , Compliance, and PMO teams in Canada + Leads or contributes to effective ... of Regulatory Review Council related to tasked exams and participate in various Senior and Executive level review or oversight meetings + Takes lead in conducting… more
- TD Bank (New York, NY)
- …regulatory change and providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of regulatory compliance risks, ... reporting, as required.** **Compliance Business Oversight Manager** **Reporting to the Senior Manager, the Compliance Business Oversight Manager will support the… more
- Coinbase (Albany, NY)
- …annual SEC filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal ... 8-K. * Prepare the accounting/finance portion of quarterly Disclosure Committee and Audit Committee decks and present at the Disclosure Committee meeting. * Lead… more
- TD Bank (New York, NY)
- …management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs ... issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision...required assist with remedial work efforts for any open audit and compliance (testing) findings and open gaps. +… more
- Coinbase (Albany, NY)
- …while also driving operational excellence across ESTO. You'll work closely with the Senior Manager, Strategy and Planning and senior leaders across ESTO, while ... mechanisms, risk tracking tools, and compliance reporting processes. * Support audit readiness efforts, ensuring documentation and processes meet internal and… more
- Turner & Townsend (New York, NY)
- …construction-related tax issues, and will serve as a key advisor to senior leadership and cross-functional teams. **Key Responsibilities: ** Strategic Consulting & ... entities, including ERP configuration and compliance planning. Compliance & Audit Management + Ensure compliance with multi-jurisdictional indirect tax regulations… more
- American Express (New York, NY)
- …improvements to enhance program oversight, operational efficiency, and data integrity. + Manage audit and exams from regulators, internal audit , and 2nd line ... and various other types of ad hoc presentations for senior leaders, auditors, and regulators. + Partner with the...including 2nd and 3rd lines of defense, regulators, and senior leaders across the globe. + Proven ability to… more
- Citigroup (New York, NY)
- …risk oversight lead for AI/DA initiatives. 3. Report on AI risk posture to senior leadership / board. 4. Develop, maintain, and continuously improve the AI/DA Risk ... risk SME. 7. Partner with key stakeholders (Technology, Data Science, Legal, Compliance, Audit ) to align AI/DA risk management with enterprise objectives. 8. Embed a… more