- KeyBank (Amherst, NY)
- …and laws. + Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and internal audit . ... private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a strong focus on risks and controls. + Functional… more
- American Express (New York, NY)
- …success metrics for remediation activities, and track them to closure. + Audit and Regulatory Exam Preparedness by providing evidence of assessments, action plans, ... sanctions compliance regulations + Experience in risk and control assessments, audit , or compliance testing + Familiarity with KYC operations, customer lifecycle,… more
- Grant Thornton (New York, NY)
- …resolve problems, and make recommendations for improvements + Work closely with senior managers and partners to promptly identify and resolve client problems or ... a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors...tax practice, as well as independent American and Irish audit practices. With $2.7 billion in revenues and more… more
- KeyBank (NY)
- …Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or conclusions from ... and maintain strong, collaborative relationships with all lines of business, mid to senior level management, other internal clients and peers, and Audit .… more
- Neuberger Berman (New York, NY)
- …IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support year-end audit and tax reporting ... relations to address LP inquiries + Complete various ad-hoc requests from senior management and portfolio managers + Support SEC and other regulatory compliance… more
- Echelon Supply & Service (Liverpool, NY)
- …and audit records. + Lead annual quality reviews with senior management, highlighting performance metrics and improvement opportunities. Inspection, Testing & ... AS9100, and customer requirements. + Conduct internal ISO audits and lead the audit program to assess and ensure QMS effectiveness. + Facilitate external audits with… more
- M&T Bank (Buffalo, NY)
- …research, prepare/analyze financial, tax and/or regulatory information to provide to senior management, regulators, internal/external audit and other interested ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Neuberger Berman (New York, NY)
- …basis and prepare ad hoc calculations + Review management fee calculations + Assist audit and tax professionals in year-end audit and tax reporting + Prepare ... Work with investor relations answer LP questions + Various ad-hoc requests from senior management and portfolio managers + Assist with SEC or other regulatory… more
- Intertek (Cortland, NY)
- …code panels and/or associations. Support accreditations activities such as audit follow-up and corrective actions. Investigate technical complaints. Audit ... prepare capital expenditure requests and manage capital projects. Mentor less senior technical staff. This position requires 40% domestic, 10% international travel.… more
- WellLife Network (Lake Success, NY)
- …the finance and contract team. The Controller will collaborate closely with the Senior Controller and at times the CFO and program leadership to support informed ... Consolidated Fiscal Report (CFR) filings (June and December). Compliance & Audit + Ensure compliance with GAAP, federal/state regulations, and nonprofit-specific… more