- Coinbase (Charlotte, NC)
- …annual SEC filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal ... 8-K. * Prepare the accounting/finance portion of quarterly Disclosure Committee and Audit Committee decks and present at the Disclosure Committee meeting. * Lead… more
- GRAIL (Durham, NC)
- …corrective/preventive action plans, and track clinical compliance-related metrics for senior leadership. + Provide routine clinical compliance support to clinical ... laboratory-developed tests, and companion diagnostic programs. + Own and maintain GCP audit program SOPs and templates, ensuring they remain current with evolving… more
- Bank of America (Charlotte, NC)
- …Regulatory requirements. Employees at this level are often required to interact with senior management within Operations and across the firm as part of the annual ... * Participate and represent the reporting function to control partners (eg, Audit and Compliance) * Identify, track, and remediate errors/breaches, data issues and… more
- TD Bank (Charlotte, NC)
- …offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing, revising, and implementing policies ... escalation of issues and events. **Job Description** Reporting to the Senior Manager, Global Regulatory Change & Library Governance, the Compliance Business… more
- USAA (Charlotte, NC)
- …to variances. Responsible for the aggregation and reporting of risks to senior leadership and effectively assessing and influencing business decisions and direction. ... include but are not limited to: + Establishes trust and rapport with senior business leaders across the enterprise to sustain oversight of the **second line… more
- US Bank (Charlotte, NC)
- …of evidence (including data extractions) and provide business line partners and Senior Management with accurate information supporting that assigned issues have been ... for all assigned issues based on policy and program requirements. Note: Enterprise/ Senior Business Line reporting comes from Archer data fields. - Work closely… more
- Synchrony (Charlotte, NC)
- …VP of HR and Learning for Credit reports to the SVP of HR for Credit, Internal Audit , and Health and Wellness and plays a key role on HR team engagement across these ... to all levels of the organization. + Partner with senior leaders and people leaders to provide strategic direction,...career development across the HR teams for Credit, Internal Audit , and the Health and Wellness Platform. + Support… more
- TD Bank (Charlotte, NC)
- …skills, and strong communication with stakeholders. Control testing and/or audit background required, with knowledge of Treasury related processes preferred. ... multiple deadlines **Preferred Qualifications:** + Control Testing experience + Audit experience + Treasury experience **Customer Accountabilities:** + Contributes… more
- Merck (Durham, NC)
- …required Safety guidelines are followed and participates in divisional Safety Audit activities + Leads deviation investigations for instruments, equipment, and ... RCA) + Coach and mentor Associate Specialist, Specialist, and Senior Specialist Engineers **Position Qualifications:** **Education Minimum Requirement:** +… more
- American Express (Charlotte, NC)
- …to confirm timely closure. * Support interactions with regulators and internal audit during reviews and exams, presenting testing results and methodologies with ... confidence. * Deliver regular updates and comprehensive reports on testing outcomes to senior management, governance committees, and the Board. * Lead a team of… more