• Senior Field Sales Manager *SaaS*…

    Wolters Kluwer (Albany, NY)
    …& Accounting, one of the world's leading providers of tax, accounting and audit information, solutions and services to accounting firms, corporate tax and auditing ... give users unprecedented access to world-class content; **CCH(R) Account Research Manager (R)** , which provides tax and accounting professionals with all essential… more
    Wolters Kluwer (10/02/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication, provide… more
    TD Bank (09/21/25)
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  • Compliance Business Oversight Manager

    TD Bank (New York, NY)
    …a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of ... 1940, FINRA, SEC rules, and other applicable state and federal securities...**Monitor changes in applicable laws and regulations and advise senior management on potential impacts and required actions** +… more
    TD Bank (09/24/25)
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  • Sr. Manager , Financial Reporting…

    Colgate-Palmolive (New York, NY)
    …unique talents and drive impactful solutions. We are seeking an experienced and driven Manager / Senior Manager to join our Financial Reporting and Technical ... are accurate, timely, and compliant with US GAAP and SEC regulations. You will lead complex accounting projects, drive...annual financial statements + Coordinate and manage the external audit process; serve as a primary point of contact… more
    Colgate-Palmolive (07/16/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight. We are looking for someone to work ... a high stress environment with constantly changing expectations and regulatory & audit scrutiny. + Accesses, monitors and reports on sensitive Bank, customer,… more
    BMO Financial Group (09/22/25)
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  • Financial Due Diligence Manager

    Grant Thornton (New York, NY)
    As a Financial Due Diligence Manager , you'll focus on middle-market transactions, serving dynamic organizations with experienced professionals who bring a full range ... + Develop and maintain strong client relationships + Team with partners and senior managers on proposals and business development calls + Recruit, manage, mentor,… more
    Grant Thornton (10/01/25)
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  • Management Development Program - Controller's…

    M&T Bank (Buffalo, NY)
    …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...Reporting team within the Controller's department is responsible for SEC and Subsidiary reporting as well as the monthly… more
    M&T Bank (09/06/25)
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  • Strategy & Transformation Program Manager…

    SMBC (New York, NY)
    …right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations ... execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
    SMBC (08/28/25)
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  • Head of Wealth Remediation (US)

    TD Bank (New York, NY)
    …Keeps abreast of emerging issues and trends from key regulatory bodies including FINRA, SEC , OCC + Partners with Senior Executives across Consumer Distribution & ... of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB...Consumer Bank teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and… more
    TD Bank (09/23/25)
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  • CAT/Cais Reporting Analyst -Remote Flexibility…

    Raymond James Financial, Inc. (New York, NY)
    …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... in order to implement corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and execution of testing… more
    Raymond James Financial, Inc. (09/30/25)
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