• Controller - Specialty Finance

    Neuberger Berman (New York, NY)
    …requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or higher ... hoc calculations + Review management fee calculations + Assist audit and tax professionals in year-end audit ...act and operate independently with minimal daily direction from manager to accomplish objectives + Proficiency with email and… more
    Neuberger Berman (08/08/25)
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  • Assistant Controller - Secondaries

    Neuberger Berman (New York, NY)
    …investor relations to address LP inquiries + Complete various ad-hoc requests from senior management and portfolio managers + Support SEC and other regulatory ... IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support year-end audit and tax reporting… more
    Neuberger Berman (08/09/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
    TD Bank (09/21/25)
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