- TD Bank (Charlotte, NC)
- …and create efficiencies + Liaise with risk, compliance, ERM/ORM, legal, and audit partners as required + Drive and support the implementation of enterprise-wide ... responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- TD Bank (Charlotte, NC)
- …work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to ensure the seamless ... compliance risk management, enterprise risk management, operational risk management, or audit experience within a regulated financial service or FinTech environment… more
- City of Asheville (Asheville, NC)
- …and overseeing the business services support staff, the Communications Specialist , and managing financial activities, including budgeting, purchasing, and grants ... and programs, including the Business Services staff and Communication Specialist ; creates and drafts budgets; makes recommendations regarding funding levels;… more
- TD Bank (Charlotte, NC)
- …variety of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes within own ... preferred **Preferred:** + Progressive experience in financial controls, internal audit , risk management, or governance within a large, complex organization… more
- Prime Therapeutics (Raleigh, NC)
- …applicable state and federal guidance. + Coordinates with external auditors for yearly SOC-1 audit . + Works directly with Director to fulfill OIG and CMS audit ... and quality of the department are achieved. + Works with Quality and Training specialist to refine and improve any processes that effect quality and productivity of… more
- Regions Bank (Charlotte, NC)
- …and seven (7) years of experience in Compliance, Operational Risk, Quality Assurance/Control, Audit , or other related risk function specific to a line of business or ... and eleven (11) years of experience in Compliance, Operational Risk, Quality Assurance/Control, Audit , or other related risk function specific to a line of business… more
- First Horizon Bank (Charlotte, NC)
- …oriented Corporate Treasury team is looking to add an experienced financial analyst/client specialist to help build new Wholesale Public Funds (WPF) Desk. This role ... To be effective in this high visibility role the analyst/ specialist must be well-organized, detail-oriented, possess superior analytical and communications… more
- TEKsystems (Durham, NC)
- …and configure the modules based on what the business needs. Sr. SAP FICO Specialist Job Summary The seasoned SAP FICO Functional Specialist is responsible for ... functionalities and process changes. Ensure financial processes meet compliance, audit , and reporting requirements. Support continuous improvement and participate in… more
- Truist (Charlotte, NC)
- …years of managerial banking or financial industry experience; preferably in a branch, audit , compliance or lending related capacity 3. Eight years of experience in ... Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) or other applicable related certifications **General Description… more
- Citizens (Charlotte, NC)
- …Finance, Business Administration, MBA a plus + 5-8 Years experience in Audit , Risk Management, Compliance related roles + Preferred Certifications - Certified ... Risk Professional (APRP), Certified Fraud Examiner (CFE), Certified Anti Money Laundering Specialist (CAMS) Hours & Work Schedule: Hours per Week: 40 Work Schedule:… more