- M&T Bank (Buffalo, NY)
- …M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as ... applicable. + Complete other related duties as assigned. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging and reflects the M&T Bank… more
- DoorDash (New York, NY)
- …has been reviewed by an independent auditor. Results of the audit may be viewed here: Covey (https://getcovey.com/nyc-local-law-144) Compensation The successful ... candidate's starting pay will fall within the pay range listed below and is determined based on job-related factors including, but not limited to, skills, experience, qualifications, work location, and market conditions. Base salary is localized according to… more
- Healthfirst (NY)
- …Participate in testing Workday development, new processes, process documentation. + Review and audit data entries in WD to ensure accuracy and compliance; back up ... data entry as needed. + Other duties and projects, as assigned. **Minimum Qualifications:** + High School diploma, GED or equivalent required + Prior Human Resources experience, including one or more areas: HR Shares Service model, HR operations, benefits… more
- Mizuho Corporate Bank (New York, NY)
- About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of Mizuho ... to and composes the overseas arm of MHBK's Internal Audit Division (IAD). SUMMARY: The Risk Management Audit...Risk Management Policy and applicable regulatory guidelines such as SR 11-7 - Document third line work in compliance… more
- American Express (New York, NY)
- …will collaborate with various stakeholders, including model owners, validation teams, internal audit , and senior management, to maintain a robust model risk ... model risk governance framework, ensuring compliance with regulatory requirements (eg, SR 11-7), and effectively managing the enterprise-wide model risk management… more
- Scotiabank (New York, NY)
- …of systems or asset data and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit , Operational Risk or 1A ... You'll Do** + Champion a customer focused culture to deepen relationships with Sr . leadership, peers, and functional groups by leveraging IT and risk expertise. +… more
- University of Rochester (Rochester, NY)
- …and other tools. + Prepares and reviews monthly accounting reports with Sr Grants Management Specialist and Principal Investigators. + Monitors account for ... of encumbrance system and data entry (through oversight and audit ) as well as resolves errors. + Inputs and...align with actual effort and budgeted levels. + Assists Sr . Grants Management Specialist in sending out subaward extensions… more
- M&T Bank (New York, NY)
- …predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation Letters) 10-1, SR 10-6, SR ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Cushman & Wakefield (New York, NY)
- …timely and professionally * Track team compliance with department SOC 1 audit controls; approve banking or financial transactions, schedules and reports in ... * Review team members' financial reports to ensure quality, timeliness, audit compliance and assess competencies * Monitor team and/or market-wide requirements… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...Assist Data Management lead and the Data Officer in Sr Management communication and reporting to the regional Chief… more
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