- TD Bank (New York, NY)
- …regulatory change and providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of regulatory compliance risks, ... reporting, as required.** **Compliance Business Oversight Manager** **Reporting to the Senior Manager, the Compliance Business Oversight Manager will support the… more
- Coinbase (Albany, NY)
- …annual SEC filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal ... 8-K. * Prepare the accounting/finance portion of quarterly Disclosure Committee and Audit Committee decks and present at the Disclosure Committee meeting. * Lead… more
- TD Bank (New York, NY)
- …management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs ... issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision...required assist with remedial work efforts for any open audit and compliance (testing) findings and open gaps. +… more
- Coinbase (Albany, NY)
- …while also driving operational excellence across ESTO. You'll work closely with the Senior Manager, Strategy and Planning and senior leaders across ESTO, while ... mechanisms, risk tracking tools, and compliance reporting processes. * Support audit readiness efforts, ensuring documentation and processes meet internal and… more
- Turner & Townsend (New York, NY)
- …construction-related tax issues, and will serve as a key advisor to senior leadership and cross-functional teams. **Key Responsibilities: ** Strategic Consulting & ... entities, including ERP configuration and compliance planning. Compliance & Audit Management + Ensure compliance with multi-jurisdictional indirect tax regulations… more
- Citigroup (New York, NY)
- …risk oversight lead for AI/DA initiatives. 3. Report on AI risk posture to senior leadership / board. 4. Develop, maintain, and continuously improve the AI/DA Risk ... risk SME. 7. Partner with key stakeholders (Technology, Data Science, Legal, Compliance, Audit ) to align AI/DA risk management with enterprise objectives. 8. Embed a… more
- Bank of America (New York, NY)
- …Regulatory requirements. Employees at this level are often required to interact with senior management within Operations and across the firm as part of the annual ... * Participate and represent the reporting function to control partners (eg, Audit and Compliance) * Identify, track, and remediate errors/breaches, data issues and… more
- Shinda Management Corporation (Queens Village, NY)
- …Our property management portfolio consists of rental housing for family and senior residents, developments funded by the low-income housing tax credit program, ... reviewing EIV reports/corrections, repayment agreements, and process special claims + Pre- audit LIHTC/HUD and HOME tenant files for all properties including… more
- MTA (New York, NY)
- …Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety, and Health, the Vice President ... of Safety and Health is a senior -level position with significant decision-making authority for department policy, strategy, governance, staffing, budget, and… more
- American Express (New York, NY)
- …Prepare and report updates on transaction testing and identified data risks to senior management. + Stay abreast of changes in banking regulations and reporting ... Minimum of 5-7 years of experience in reg reporting, audit , compliance or risk management within the banking or...explain complex problems and ideas clearly and succinctly to senior management. + Effectively manage multiple, and often conflicting,… more