- Amazon (New York, NY)
- …security conscious customers. We solve customers' most challenging regulatory compliance, audit , and risk management requirements to provide customers with the ... will engage AWS customers to rationalize and satisfy their audit , compliance, and risk requirements specific to AWS. A...influencer across diverse teams, be able to effectively rally support for your initiatives and be able to collaborate… more
- TD Bank (New York, NY)
- …monitoring project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam ... **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on… more
- Trinity Health (Troy, NY)
- …in the periodic review of financial records, and financial statements including Audit Requirements for Federal Awards (grants; "Uniform Guidance" or "Single Audit ... of agreed upon recommendations, related to areas of responsibility, resulting from the audit findings. + Assists in annual 990 and other tax returns and accumulation… more
- MTA (New York, NY)
- …the operations within the Compliance function. Additionally, this position will support the Agency Chief Compliance Officers in their responsibilities as Agency ... responsibilities for effective application of the internal control program. + Support the internal control staff in conducting yearly vulnerability assessments of… more
- M&T Bank (Buffalo, NY)
- …M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as ... with senior leaders of Technology, Cybersecurity, the Risk Division and Internal Audit . + Work is accomplished with limited direction, and the incumbent exercises… more
- BMO Financial Group (New York, NY)
- Structured Desk Support Associate works closely with the Global Structured Products trading desks providing desk support services for all pre and post execution ... and other stakeholders. Acountable for the execution of assigned Global Trade Support activities for various products and processes that require specialized handling… more
- City of New York (New York, NY)
- …develop and maintain a strong financial infrastructure to enable and support the delivery of high-quality, effective, and impactful contracted services. The ... Auditors' performance of the following tasks: - Reviewing draft audit reports of CBOs prepared by DYCD's contracted independent... reports of CBOs prepared by DYCD's contracted independent audit firms (CPA firms) in preparation for audit… more
- TD Bank (New York, NY)
- …seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... address audit requests and feedback. The role requires excellent business...a dynamic team of Compliance CGO professionals who conduct support , facilitation and coordination for the management of Compliance.… more
- Tradeweb (New York, NY)
- …risk management status + Ensure compliance with internal policies, external regulations and support internal and external audit process + Maintain and update ... documentation of treasury controls and policies + Support annual insurance renewal process by gathering underwriting data and assisting with insurance applications +… more
- TD Bank (New York, NY)
- …seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... address audit requests and feedback. The role requires excellent business...Operations Manager leads the development and implementation (or lead support ) of enterprise Compliance programs, including frameworks, policies, standards… more