- Regions Bank (Charlotte, NC)
- …program **Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering ... **Requirements** + Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk, Quality Assurance/Control, Audit, or other related risk… more
- Regions Bank (Charlotte, NC)
- …a place to expect more opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to succeed, then we are your ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Truist (Raleigh, NC)
- …challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned Enterprise Technology ... and reporting of technology risk and other related risks (eg, operational, compliance ) within Enterprise Technology. 2. Serve as a subject matter expert and… more
- USAA (Charlotte, NC)
- …driving quality of audit work. May lead engagements as Auditor -In-Charge (AIC). Maintains knowledge of financial services regulations and effectively responds ... + Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. +… more
- Kimley-Horn (Raleigh, NC)
- …+ Conduct detailed audits of financial and operational processes, ensuring compliance with internal policies and external regulations. + Identify control gaps ... and key controls. **Continuous Improvement:** + Stay abreast of industry trends, regulatory changes, and best practices in internal auditing. + Continuously improve… more