- American Express (New York, NY)
- …years of relevant experience in audit or other relevant role in the financial services, risk management , banking, or card products industry + BA or BS in ... services industry with our Audit NextGen, Data-Driven Continuous Auditing, and Auditor of the Future initiatives. Each uniquely support our Winning Aspiration… more
- City National Bank (New York, NY)
- …regulatory reporting in a data management environment * Minimum 10 years of management experience in compliance, risk management or audit. * Minimum 7 ... report and validate corrective actions. * Challenge and aggregate front line risk assessments and report results/recommendations to senior management . * Manage… more
- American Express (New York, NY)
- …testing + Analyze regulatory and industry cybersecurity requirements and frameworks over risk management , technology, and information security + Maintain the ... (CCSP) + Experience leading teams in technology, cybersecurity, or information security risk management + Experience with using data analytic tools, data… more
- HSBC (Buffalo, NY)
- …over the design and operating effectiveness of the Group's framework of risk management , control and governance processes. GIA possesses specialized capabilities ... Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of...plan and effectively participate and/or lead audits on a risk -based approach + Provide analytical support to the RCCL… more
- Capital One (New York, NY)
- …of experience in auditing, at least 7 years in compliance, at least 7 years in risk management , or a combination + At least 5 years of experience in financial ... believer that data will only make you a better Auditor . This part will require looking at some data,...in auditing, 10+ years in compliance, 10+ years in risk management , or a combination + 10+… more
- American Express (New York, NY)
- …+ 15 years of experience in SOX compliance, internal audit or financial risk management , preferably within the financial services industry + In depth ... of the Company + Collaborate with the enterprise control management functions to align on and implement SOX control...Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) certification required; other risk or… more
- Bank of America (New York, NY)
- …executing on the audit strategy forCommercial Credit underwriting, monitoring, and risk management .Key responsibilities include driving risk -based auditing ... a timely and high quality manner + Acts as Auditor -in-Charge (AIC) by overseeing audit testing and ensuring it...+ Audit Planning + Internal Audit Review + Issue Management + Risk Management +… more
- City National Bank (New York, NY)
- …laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management , policies and procedures, training, ... business areas to implement corrective actions or procedural changes, and applying a risk -based approach. WHAT WILL YOU DO? * Serve as a compliance subject matter… more
- SMBC (New York, NY)
- …years of audit experience in areas related to AML, sanctions and fraud risk management programs and regulations, banking regulations, local standards, and ... employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial...processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide… more
- American Express (New York, NY)
- …you will provide independent and objective assurance on the effectiveness of risk management , internal controls, and governance processes, while also building ... Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk assessment,… more