- Bank of America (New York, NY)
- …**Job Description:** This job is responsible for a wide variety of delegated compliance , administrative , and business functions to support the Merrill Wealth ... proactively managing and mitigating risk. **What you'll accomplish** + Manage delegated compliance , administrative and business functions related to the Merrill… more
- Citigroup (New York, NY)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... in line with the fundamental interests of the Private Bank . + Help team members acquire the experience to...maintain control, find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability… more
- TD Bank (Granville, NY)
- …as required + Manages a small sized store and team (based on US TD Bank store levelling criteria) + Oversees and leads a small and/or complex Store while growing ... individual performance metrics + Requires knowledge of the business, banking and bank operations + Requires process management knowledge and knowledge of the risk… more
- Citigroup (New York, NY)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary...and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability… more
- Citigroup (New York, NY)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary...and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability… more
- Bank of America (New York, NY)
- …(https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Senior-Audit-Manager Vendor-Manager\_25029066) **Job Description:** At Bank of America, we are guided ... rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for… more
- TD Bank (Bronx, NY)
- …to support the accuracy of all Customer transactions/activities + Proficiency, understanding, compliance with of the Bank Code of Conduct **Employee/Team ... of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in overseeing the… more
- TD Bank (New York, NY)
- …Principle FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + ... staff understands and adheres to the appropriate operating policies, procedures, controls, Bank & industry service standards, codes of conduct and maintain high… more
- M&T Bank (Amherst, NY)
- …applicable compliance /operation risk controls in accordance with M&T Bank . + Administrative responsibilities, including document maintenance, conducting ... Conduct research, analyze, and interpret legal documents for validity, content, accuracy, bank policy and compliance with a focus on the US Patriot Act and M&T … more
- Citizens (New York, NY)
- …required + Strong proficiency in the following areas is preferred: private bank industry insight, critical thinking, leadership, compliance management, credit ... Description Citizens Private Bank continues to grow and this expansion in...and / or transaction, and in establishing management and administrative procedures to ensure adherence to policies. + Serve… more