- TD Bank (New York, NY)
- …experience instrumenting alerts based on aggregated logs and analytics output and audit services. + Experience with infrastructure as code using tools such as ... with governance and control groups, (eg regulatory / operational risk, compliance and audit ) to provide subject matter expertise and consult on risk issues related… more
- TD Bank (New York, NY)
- …Review and update procedures and work with key stakeholders across the different TD Bank entities and systems to assure TDS positions are reported on time. + ... Global Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure that such findings… more
- M&T Bank (Buffalo, NY)
- …design and effectiveness of internal controls, ensuring they align with Bank policies, industry standards, and regulatory requirements. Communicate effectively with ... within Finance, related businesses, and both internal and external audit teams to facilitate the SOX compliance process and...in training and development opportunities across Finance and the Bank . Understand and adhere to the Company's risk and… more
- M&T Bank (Buffalo, NY)
- …on-site audits as required. Review those files for all needed documents prior to audit . Serve as subject matter expert in the review of documents to enable review ... Promote an environment that supports diversity and reflects the M&T Bank brand. Maintain M&T internal control standards, including timely implementation of… more
- City National Bank (New York, NY)
- …and manual processes. * Maintain proper information/documentation and records related to the Bank 's vendors for both internal and external audits using OCC and FFIEC ... vendor Management office and third party support services ensuring compliance with bank policy and regulatory compliance * Facilitate service delivery meetings to… more
- TD Bank (New York, NY)
- …partners, acting as an ambassador for the business area and the bank . + Effectively engage and update stakeholders, ensuring understanding of project timelines ... problem-solving, analytical thinking, and effective stakeholder management. + Tier 1 bank or financial institution experience preferred. + Strong oral and written… more
- Berkshire Bank (Queensbury, NY)
- …CSA line and ATM. + Responsible for oversight of the teller line audit process. Ensures compliance of teller line with all related banking regulations, procedures, ... 30% + Executes an extensive variety of client transactions in accordance with Bank policy and procedures. + Maintains working knowledge of all products offered by… more
- TD Bank (New York, NY)
- …Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and ... project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam responses, reviewing… more
- M&T Bank (West Haverstraw, NY)
- …the customer's identified needs.** + Engage customers in a variety of ways to bank with us and provide solutions to meet their needs, encouraging and supporting the ... identify opportunities to solve for other banking needs. + Follow the Bank 's sales process and provide simplified, customer-focused advice and guidance. +… more
- M&T Bank (Centereach, NY)
- …on the customer's identified needs. Engage customers in a variety of ways to bank with us and provide solutions to meet their needs, encouraging and supporting the ... to identify opportunities to solve for other banking needs. Follow the Bank 's sales process and provide simplified, customer-focused advice and guidance. Proactively… more