- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank , Mizuho Bank (USA) and ... compliance support services to Mizuho Americas LLC, the US bank holding company for Mizuho Financial Group. Summary The...hoc projects, such as gathering material for regulatory and audit exams, lesson learned trainings, or review of industry… more
- Trustco Bank (Chatham, NY)
- …completes customer transactions. Responsible for following and adhering to all bank operational and security policies and procedures including compliance and privacy ... teller area is neat, organized, and in accordance with Bank policy. + Ensures all negotiable and confidential records...vault and teller cash, maintaining a record of each audit , and report any exceptions to the manager and/or… more
- TD Bank (New York, NY)
- …relationships with distribution channel owners + Is knowledgeable of and complies with Bank and Industry Codes of Conduct + Maintains a culture of risk management ... with discretion **Preferred Qualifications:** + Product management / project management / audit & regulatory exam management + Credit card industry or consumer… more
- TD Bank (New York, NY)
- …Insider Risk Management, first-line risk owners, cybersecurity teams, HR, compliance, internal audit , and legal teams, to ensure that insider risk threats are ... responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct **Employee/Team Accountabilities:** + Contributes to… more
- TD Bank (New York, NY)
- …Qualifications:** + Internal/External control testing experience + Internal/External audit experience + Big 4 experience preferred **Customer Accountabilities:** ... in alignment with risk appetite + Is knowledgeable of and complies with Bank Code of Conduct **Employee/Team Accountabilities:** + Participates as a member of the… more
- M&T Bank (Rochester, NY)
- **Overview:** Provides the Bank 's customers and prospects with Equipment Financing solutions, through the utilization of tax, non-tax, and tax-exempt financing ... identify, process, and close equipment financing opportunities that meet the Bank 's credit and profitability guidelines. Assist in training Commercial Relationship… more
- M&T Bank (Hauppauge, NY)
- …information and related materials and complete the credit analyses for the Bank 's commercial transactions. Written analyses to include an independent credit quality ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- City National Bank (New York, NY)
- …subject-matter recommendations and guidance to achieve a posture within the bank 's overall risk appetite. An experienced, fully proficient professional with full ... evaluate the design and effectiveness of security controls * Assist with audit and regulatory responses, and IT regulatory compliance efforts, ensuring timely… more
- M&T Bank (Getzville, NY)
- **Overview:** Acts as servicer for M&T Bank 's Hardest Hit Fund accounts, which generate 500K+ recoveries for the bank . **Primary Responsibilities:** + Handle the ... control standards, including timely implementation of internal and external audit points together with any issues raised by external...lead others. Knowledge of State and Federal regulations and Bank policy for all states that the Bank… more
- City National Bank (New York, NY)
- …This role is responsible for oversight of and periodic analysis of the Bank 's Consumer Banking, assisting business areas to implement corrective actions to bring the ... to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well as all...years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services experience… more