- TD Bank (New York, NY)
- …as necessary, effectively with key stakeholder groups such as Compliance, Legal, Audit , Risk + Coaches to ensure functional / operational problems are handled ... periodic exams / audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Integrates...in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct + Monitors and… more
- TD Bank (New York, NY)
- …processes. It aims to do so by building a Finance 1B function to Bank Standards and increasing collaboration, communication and support to 1A. Its primary objective ... of financial controls, ensuring accuracy, compliance, and risk mitigation across the bank 's financial reporting and operations. Reporting to the Head of Financial… more
- Tompkins Community Bank (Ithaca, NY)
- …training in regulatory or legal administration. + Minimum of three (3) years' bank compliance experience. Previous experience in Lending, Audit , Operations or ... programs and provide direct assistance to the Director of Bank Compliance to support the Compliance Management Program. The...quarterly HMDA reviews. Gather and provide documentation to internal audit and examiners. Serve as a point of contact… more
- City National Bank (New York, NY)
- …This role is responsible for managing all investor and agency audit responses, overseeing documentation flow across underwriting and operations, handling lender ... internal stakeholders to gather necessary documentation and ensure timely and accurate audit responses. * Maintain thorough records of audit findings,… more
- M&T Bank (Buffalo, NY)
- …with guidance by a Lead Auditor or Manager. + As part of audit execution, conduct effective walkthroughs, accurately identify risks and controls within the process, ... Actively seek out knowledge in the areas of assigned audit activities. + Embrace the culture of engagement and...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Performs assigned test steps for audits, ... and documents work in database + Communicates and discusses audit findings with business line + Participates in planning...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- Bank of America (New York, NY)
- Data Support Senior Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...control partners, including Global Risk, Finance, Credit Review, and Audit in accordance with our Risk Framework. The GMC… more
- Bank of America (New York, NY)
- Sr Quantitative Finance Manager Chicago, Illinois;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets quantitative work priorities… more
- TD Bank (New York, NY)
- …for supporting the execution of Operational Resilience assessments of the Bank 's Essential Business and Shared Services, in collaboration with business and ... to ensure ongoing management of operational risks across TD Bank Group. TDBG applies the "Three Lines of Defense"...the first line to ensure compliance with same. Internal Audit is the third line of defense, providing periodic… more
- US Bank (New York, NY)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more