- Wells Fargo (Charlotte, NC)
- …well as other support functions (eg, Compliance, Testing, Risk, Operations, Technology, Legal, Audit and Human Resources). Their goal will be to help the Designated ... Regulatory agencies (eg, OCC, FINRA, SEC, FCA etc.) as required, representing the bank and to be accountable for ensuring regulatory concerns are appropriately and… more
- Wells Fargo (Charlotte, NC)
- …require trading product knowledge to provide expertise to key aspects of the bank 's controls and trade surveillance framework within the First Line business. The ... and COO teams as well as other support functions (eg, Compliance, Testing, Audit , Risk, Operations, Technology, Legal, and Human Resources). Their goal will be to… more
- Truist (Charlotte, NC)
- …in the development of guidelines and procedures that are consistent with the governing Bank Policies. 3. Manage workload and priority to meet state, audit , ... cycle, and regulatory deadlines. 4. Produce a consistent and quality work product. 5. Ensure timely updates regarding Procedure team assignments, publications, internal tools, and reporting as assigned. **QUALIFICATIONS** Required Qualifications: The… more
- Principal Financial Group (Charlotte, NC)
- …selection, pricing analysis, and contract review and negotiation + Support audit compliance and risk management efforts **Who You Are** Successful candidates ... the office with pay for vacation, personal or short-term illness. Employees don't accrue a bank of time off under FTO and there is no set number of days provided.… more
- Truist (Charlotte, NC)
- …Architecting effective and efficient fit for purpose solutions that meet the Bank 's needs and requirements - includes creation of Cybersecurity Blueprints that will ... + Experience with peripheral component interconnect and other security audit processes, evidence gathering and development/management of remediation plans used… more
- The Raymond Corporation (Charlotte, NC)
- …optimum cash flow · Prepare and reconcile sales and use tax filings · Daily bank account cash reconciliation for 5 accounts · Assist in physical inventories · Assist ... with preparing schedules and documentation for annual audit · Preparation of annual personal property tax returns as well as monthly sales and use tax returns ·… more
- PruittHealth (Kernersville, NC)
- …families, visitors and partners. 5. Balances payroll account upon receipt of monthly bank statement. 6. Completes all reports per deadlines as required by the ... statements from vendors so that invoices are paid in a timely manner. 39. Completes an audit of all bills dated for that month that are still in house on the last… more
- Truist (Charlotte, NC)
- …Credit Review partners, Clients, Technology, and other internal and external audit and examiner functions. 7. Decision-Making and Autonomy: Teammates in this ... This position could impact/touch all elements of risk faced by the Bank . Key risk drivers are credit and operational. **Required Qualifications:** The requirements… more
- Lincoln Financial (Charlotte, NC)
- …for ongoing reinsurance initiatives, responding to complex questions, and responding to Reinsurer Audit requests. **What we're looking for** + 2 - 3 Years clerical ... ask applicants to provide their social security numbers, date of birth, bank account information or other sensitive information in job applications. Additionally,… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …with Sales and Marketing on sample allocation and planning. + Support audit readiness and compliance reviews. **Operational Efficiency & Field Partnership** + ... the job application process. We do not require any financial, credit card or bank account information and/or any payment of any kind to be considered for employment.… more