- Bank OZK (Shelby, NC)
- …to support relationship-building activities. + Generate growth that supports the bank 's goals by retaining, growing, and attracting clients. + Cultivate professional ... community activities to demonstrate community involvement and support, facilitate Bank branding/name recognition, and promote business development and staff… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...national laws (eg, zoning ordinances, Truth-in Lending, RESPA, energy audit requirements, etc.) - Ability to work independently -… more
- City National Bank (Charlotte, NC)
- …related to BSA, AML, OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current compliance industry standards and practices. ... to BSA, AML, OFAC and the USA PATRIOT Act Bank wide. Plays a key role as a liaison...personnel and outside contacts. * Experience with quality control, audit or compliance testing is preferred. * Familiar with… more
- Bank of America (Charlotte, NC)
- Manager Accounting Policy-CFO Group Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... make an impact in the communities we serve. At Bank of America, you can build a successful career...review comments + Interacts directly with External & Internal audit engagement management and staff Required Qualifications: + 8+… more
- TD Bank (Charlotte, NC)
- …for the establishment and ongoing oversight of an effective KYC Program for TD Bank US Holdings. The KYC Program Team is tasked with setting consistent requirements ... for the bank to reasonably 'know its customers' and evaluate the...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings,… more
- TD Bank (Charlotte, NC)
- …significant capital risks are thoroughly understood, analyzed, and measured against the bank 's risk appetite. As a thought leader, you will collaborate with other ... teams across the bank to drive risk-related activities forward. **Key Accountabilities** +...Office, other second-line of defense risk partners, and Internal Audit . + Deliver Capital Risk input into US CRO… more
- TD Bank (Charlotte, NC)
- …documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report on remediation ... the trainer, transitions and program maintenance processes, and comply with all audit and other business requirements as applicable + Establishes and manages L&D,… more
- City National Bank (Charlotte, NC)
- …is a key strategic and integral role for the overall success of the bank . This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, ... across CNB, including across the business, 2LOD and internal audit . WHAT WILL YOU DO? * With the guidance...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- City National Bank (Charlotte, NC)
- …and manual processes. * Maintain proper information/documentation and records related to the Bank 's vendors for both internal and external audits using OCC and FFIEC ... vendor Management office and third party support services ensuring compliance with bank policy and regulatory compliance * Facilitate service delivery meetings to… more
- TD Bank (Charlotte, NC)
- …Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and ... project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam responses, reviewing… more