- City National Bank (New York, NY)
- …a data management environment * Minimum 10 years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services ... regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining regulatory change… more
- TD Bank (New York, NY)
- …documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... the front office and other groups globally to mitigate risk and deliver world class service to our global...accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include… more
- M&T Bank (Rochester, NY)
- …call planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, Know ... the M&T branch system through modeling and coaching the Bank 's sales process. Plays key role in Relationship Management...and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- Lincoln Financial (Albany, NY)
- …direction and functional expertise to ensure departmental results for the Supplier Risk Team. You will contribute to the strategic development of business solutions ... that meet the needs, goals and objectives of Cyber Risk Governance. **What you'll be doing** + Delivers and...and due diligence. + Responsible for management of IT Audit support activities related to third party assessments for… more
- M&T Bank (Amherst, NY)
- …scope and required due date. + Complete research and inquiries on several Bank systems with customer information to identify type of relationship and where relevant ... to legal paper within designated timeframes by providing copies of requested Bank records along with affidavit of authenticity. + Coordinate appearances with Legal… more
- M&T Bank (Buffalo, NY)
- …the audits across their assigned projects. Assists in completion of annual risk assessments, continuous auditing, and remediation plan validations as assigned, under ... a Lead Auditor or Manager. + As part of audit execution, conduct effective walkthroughs, accurately identify risks and... activities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance… more
- TD Bank (New York, NY)
- …documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual...as an ambassador for the business area and the bank . + Effectively engage and update stakeholders, ensuring understanding… more
- M&T Bank (Buffalo, NY)
- …+ Ability to gain buy-in, related to incident response, of teams across the Bank through communicating priorities and risk + Prior experience prioritizing and ... at our Buffalo, NY Tech Hub_ **Why Join M&T Bank ?** At M&T Bank , cybersecurity isn't just...Collaborate with cross-functional teams to ensure alignment with enterprise risk and compliance frameworks. + Consult on various aspects… more
- TD Bank (New York, NY)
- …in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and ... and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and...evolving regulatory requirements and assesses potential impacts to the Bank + Leads a high-performing team; provides ongoing feedback… more
- TD Bank (New York, NY)
- …+ Participate in cross-functional / enterprise / initiatives helping to identify risk + Conduct internal and external research projects; support the development/ ... + Support the execution of remediation plans to address performance / risk /governance issues + Actively manage relationships within and across various business… more