- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our team of trusted… more
- TD Bank (New York, NY)
- …a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a ... Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent...Global Systemically Important Bank (GSIB), or the equivalent experience at a regulatory… more
- Berkshire Bank (Queensbury, NY)
- …CSA line and ATM. + Responsible for oversight of the teller line audit process. Ensures compliance of teller line with all related banking regulations, procedures, ... 30% + Executes an extensive variety of client transactions in accordance with Bank policy and procedures. + Maintains working knowledge of all products offered by… more
- M&T Bank (Brentwood, NY)
- …on the customer's identified needs. Engage customers in a variety of ways to bank with us and provide solutions to meet their needs, encouraging and supporting the ... to identify opportunities to solve for other banking needs. Follow the Bank 's sales process and provide simplified, customer-focused advice and guidance. Proactively… more
- M&T Bank (Monsey, NY)
- …the customer's identified needs.** + Engage customers in a variety of ways to bank with us and provide solutions to meet their needs, encouraging and supporting the ... identify opportunities to solve for other banking needs. + Follow the Bank 's sales process and provide simplified, customer-focused advice and guidance. +… more
- M&T Bank (Buffalo, NY)
- …performance management and terminations. . Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain, and enhance internal controls...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- Mizuho Corporate Bank (New York, NY)
- …Management function is responsible for effective and consistent Data Management of the bank 's data which in deemed critical: Used in external reporting, used to ... continuously provide information to bank management, and data whose deficiency can cause financial...authoritative sourcing of data, conducting data analysis to support risk assessments, and implementing data control measures to safeguard… more
- TD Bank (New York, NY)
- …robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in technology ... technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the evolution of finance… more
- M&T Bank (Buffalo, NY)
- …commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary ... Tax, and Sustainability) + Function as the Operations & Risk Manager's surrogate with respect to the ownership of...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- TD Bank (New York, NY)
- …**Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more