- M&T Bank (Williamsville, NY)
- …to address issues for the unit (dept). + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + ... Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- M&T Bank (Buffalo, NY)
- …Responsible for ordering messenger services. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- M&T Bank (Buffalo, NY)
- …Owners to align the customer journey and dependent backlogs. Assess the Company's risk and apply regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Identify risk -related issues needing escalation...standards, including the timely implementation of internal and external audit points, together with any issues raised by external… more
- New York State Civil Service (Albany, NY)
- …HELP No Agency Financial Services, Department of Title Financial Crimes Risk Manager (Director Financial Services Programs 1, SG-31) Occupational Category Financial, ... Financial Services is seeking candidates for the position of Financial Crime Risk Manager, (Director Financial Services Programs 1), in Virtual Currency. Duties… more
- M&T Bank (Buffalo, NY)
- …to address issues for the unit (dept). + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Mizuho Corporate Bank (New York, NY)
- …+ Compose KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence + Conduct OFAC and ... clients and related parties to identify and assess potential risk to the firm + Ability to prioritize onboarding...exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for… more
- UMB Bank (Albany, NY)
- …to increase efficiency and effectiveness. It is a foundational aspect of the risk management and operational control structure of the Line of Business. The role ... Policy, Process and Procedure management program for the Commercial Bank . + Lead efforts on the buildout of the...or self-assessments. + May be primary liaison for internal audit /compliance reviews, as well as external exams. + Partner… more
- Scotiabank (New York, NY)
- …deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit , Operational Risk or 1A stakeholders. + Leads team that ... or manage programs to establish KRI performance within the bank 's risk tolerance. Prioritize risk ...Candidates should have a breadth of Technology and non-financial Risk management experience. 10+ years (governance, operations, audit… more
- Scotiabank (New York, NY)
- … risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together, you will ... management), system monitoring and alerting. + Understand how the Bank 's risk appetite and risk ...5+ years of experience or equivalent expertise in technology risk management tied with Regulatory knowledge, Audit … more
- City of New York (New York, NY)
- …Welfare financial eligibility; and data maintenance for financial systems of record. The Audit and Risk Management area within DFS is responsible for overseeing ... foster care, all ACS Banking and cash transactions. The Assistant Commissioner for Audit and Risk Management reports directly to the DFS Associate Commissioner… more