- Citigroup (New York, NY)
- …Guide workstreams and policy projects across two Citi product groups, Cards and Retail Bank , to close execution gaps related to AML KYC (Know Your Client) policies. ... Track all identified issues and work with Business Risk , Compliance, Operations, and Technology to actively identify new...KYC policy gaps for both the Cards and Retail Bank business. Managed and successfully executed MRAs ensuring the… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- KeyBank (Rochester, NY)
- …problem solver, trusted advisor, and partner to the people and businesses in our Key Bank communities. As a Lead Teller, you act as a resource in identifying and ... issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, we believe it's our opportunity...serving our clients and making them feel that no bank will fight harder for them. **Responsibilities** + Embodies… more
- Santander US (Brooklyn, NY)
- …exceptional customer experiences and fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory ... various transactions, including deposits, withdrawals and payments. + Oversee operational risk control measures to safeguard branch assets, including Vault and ATM… more
- KeyBank (NY)
- …**Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping ... compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness and compliance culture. As a member of the Fair and… more
- American Express (New York, NY)
- …experience in operational risk management, Financial Crime or Compliance (eg, within Risk and/or Internal Audit function) + Ability to read, write and speak ... Express and runs the company's payment network and manages bank partnerships globally. The objective of the GMNS Control...The objective of the GMNS Control Management Specialized Operational Risk (OR) team is to provide subject matter expertise… more
- Capital One (New York, NY)
- …program and department. The successful candidate will lead a team of dedicated AML risk managers aligned to Commercial Bank , with the goals of providing holistic ... company seeking to reimagine banking. One of our key risk management priorities is to continue to transform our...ability to drive outcomes with business, technology, operational, and audit partners as well as external stakeholders. The successful… more
- KeyBank (Dewitt, NY)
- …internal and external centers of influence. + Ensuring compliance with operational, risk , security and audit procedures and policies including appropriate ... partner to the people and businesses in our Key Bank communities. The Private Client Banker (PCB) is part...styles and uses various approaches appropriately and effectively + Risk Management: Implements or manages risk management… more
- JPMorgan Chase (Brooklyn, NY)
- …required. + Minimum of 7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance. + Proficient knowledge of ... Join the Commercial & Investment Bank (CIB) Control Management organization, responsible for defining...governance and systems to identify, quantify, manage, and monitor risk . You will drive the implementation and sustainability of… more
- SMBC (New York, NY)
- …issues to the right stakeholders at the right time. + Partner with Compliance, Risk , Audit , and Technology teams to ensure program objectives align with ... build a commercially competitive, US regulatory-based Commercial and Investment Bank , SMBC Americas Division has launched an organizational transformation initiative… more