- CTG (Cheektowaga, NY)
- …hard drive serial number reports and verify wipe drive reports for internal audit and Federal regulatory compliance. + Participate in production of new internal ... controls are functioning as designed. + Understand and adhere to the company's risk and regulatory standards, policies, and controls in accordance with the company's… more
- CIBC (New York, NY)
- …parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and regulations ... We're building a relationship-oriented bank for the modern world. We need talented,...and standards ("regulatory obligations") + Develop, perform and document risk -based test objectives to evaluate the company's adherence to… more
- Citigroup (Getzville, NY)
- …regulatory reporting solutions + Significant interaction with a wide range of senior bank and risk management colleagues, as well as external stakeholders such ... with internal and external stakeholders, including regulators, testing teams, and internal audit , with respect to Citi's global swap and security-based swap dealing… more
- JPMorgan Chase (Brooklyn, NY)
- …risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, implementation, investor relations ... Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and...releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... of a interval/tender offer fund, review of fund valuations, capital activity, pricing, audit support, and tax compliance for our private funds. The employee will… more
- JPMorgan Chase (Brooklyn, NY)
- …risks. + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, implementation, investor relations, ... Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and...releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also assist in… more
- Citigroup (New York, NY)
- …changes in the environment + Manage budgetary requirements and relevant processes Governance, Risk & Controls + Assist in internal audit reviews, providing ... **About Citi** Citi, the leading global bank , has approximately 200 million customer accounts and...in conjunction with the team, including financial, staffing, quality, risk and regulatory matters + Execute vendor management activities,… more
- American Express (New York, NY)
- …Strong communication and presentation skills. **Preferred Qualifications:** + Experience in risk management, governance, compliance, regulatory, or audit within ... define the future of American Express. American Express National Bank is American Express' US banking operation serving consumer...a key connection point with the second line Global Risk & Compliance (GRC) teams. **How will you make… more
- Santander US (Melville, NY)
- …+ Identifies and resolves problems within established guidelines. + Participates in Bank projects as needed, (UAT testing, testing before the system upgrade, testing ... and supports in getting all the evidence requested for Internal and external audit (Control, RCSA, SOX, PWC). **What You Bring:** To perform this job successfully,… more
- Citigroup (Getzville, NY)
- …services + Provides assistance in the implementation of process improvements + Minimizes risk to the bank through increased knowledge of procedural requirements ... - understands and monitors errors to adhere to audit and control policies. (incl. reconciliation, payment and other processing systems) + Timely management and… more