- Capital One (Charlotte, NC)
- … Director interested in becoming part of our Audit team. As a member of the Risk Audit team, the candidate will focus on all aspects of Operational Risk ... Audit Director- Operational Risk Management **Overview:**...and Enterprise Risk Management (ERM) across the bank . **Responsibilities:** + Lead and/or execute operational related audits… more
- PNC (Charlotte, NC)
- … Manager, you will be within PNC's Internal Audit organization, supporting the Model Risk Audit Team Audit team. This position is primarily based in a ... are looking for individuals who are passionate about mitigating risk , problem solving, and protecting the bank ...compliance. Reviews work papers. Performs complex testing procedures and audit risk and control assessment. + Participates… more
- US Bank (Charlotte, NC)
- …relationships with the respective teams, including leadership, as well as other Risk /Compliance/ Audit (RCA) professionals and managers to ensure compliance with ... At US Bank , we're on a journey to do our...include: Partners with their assigned Line of Business, other Risk /Compliance/ Audit (RCA) professionals, and RCA Managers to,… more
- City National Bank (Charlotte, NC)
- …activities across CNB * Foster strong working relationships with 1LOD stakeholders, 2LOD risk type and capability teams, and Internal Audit across disciplines in ... of the management of risks arising from City National Bank 's business processes, people, systems or external events. The...years of experience in risk management, operational risk management, compliance, or audit functions in… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Responsible for the coordination and comprehensive ... root causes and adopting enhanced discipline. The Financial Crime Risk Specialist role develops and maintains TD's AML/ATF/Sanctions/ABAC programs, including… more
- TD Bank (Charlotte, NC)
- …and enhance the effectiveness of financial controls, ensuring accuracy, compliance, and risk mitigation across the bank 's financial reporting and operations. ... do so by building a Finance 1B function to Bank Standards and increasing collaboration, communication and support to...+ Proven track record of partnering with business, finance, risk , audit , and technology teams to drive… more
- Bank of America (Charlotte, NC)
- … Risk (EFR). This group is responsible for providing an independent assessment of Bank of America's Capital adequacy and the risk to our capital position(s), ... Risk Framework. The department's aim is to support Bank of America's purpose in making financial lives better...stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit &… more
- Bank of America (Charlotte, NC)
- …and build strong working relationship with colleagues including Sales & Trading, 2nd Line Risk , Credit Risk review and Audit functions, and LOB management. ... Credit Risk Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...Day One. **Job Description** The Cloud Compliance Engineer provides risk management support to line of business by identifying,… more
- TD Bank (Charlotte, NC)
- … Risk Reviews team is to execute enhanced due diligence (EDD) reviews for high- risk customers at the bank . The team is responsible for managing procedures and ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime ...ongoing oversight of an effective KYC Program for TD Bank US Holdings. The KYC Program Team is tasked… more