- First Horizon Bank (Charlotte, NC)
- …knowledge of banking products and services + Exercise discretion and judgment identifying risk /control gaps that may have an adverse impact; and the ability to ... of all customer transactions and information, including that of other bank personnel. + Using sound judgement when communicating and discussing findings… more
- USAA (Charlotte, NC)
- …Compliance and Risk Management, as well as Business Operations, IT, Audit Services, and Regulators to support risk and compliance-based initiatives. ... special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior, you will be positioned...line of defense to ensure the overall effectiveness of risk and compliance management programs, risk analytics… more
- Truist (Charlotte, NC)
- …to the Bank 's system of internal control. Participate on various Bank risk management and governance-related committees/task forces to ensure internal ... is responsible for leading the delivery of independent, objective risk -based audit assurance services to the ...controls and Bank procedures are being followed. 4. Set clear objectives… more
- Wells Fargo (Charlotte, NC)
- …Crimes Audit Team. The Financial Crimes Audit Team provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The ... Audit and with teams companywide **Required Qualifications:** + 5+ years of Audit , Risk experience, or equivalent demonstrated through one or a combination… more
- Wells Fargo (Charlotte, NC)
- …Crimes Audit Team. The Financial Crimes Audit Team provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The ... segments of the Audit Plan + Ensure audit engagements are risk based, and executed...the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation + Excellent verbal, written, and interpersonal… more
- PNC (Raleigh, NC)
- … audit work paper documentation. May perform complex testing procedures and audit risk and control assessments. + Makes recommendations regarding the ... and business-oriented integrated audits in support of the annual audit plan and facilitating discussions with Senior Bank... department into the future. * We execute a Risk Based Audit Approach * We value… more
- Regions Bank (Charlotte, NC)
- …+ Bachelor's degree and seven (7) years of experience in Compliance, Operational Risk , Quality Assurance/Control, Audit , or other related risk function ... Or High School Diploma and eleven (11) years of experience in Compliance, Operational Risk , Quality Assurance/Control, Audit , or other related risk function… more
- Regions Bank (Charlotte, NC)
- …effectively manage risk within appetite + Provides regulatory exam and audit support for TODD partners + Provides project management of multiple initiatives ... + Three (3) years of supervisory/management experience + Advanced understanding of risk management functions, including IT audit , cyber security, and compliance… more
- PNC (Raleigh, NC)
- …QA/QC work papers, as well as perform complex QA/QC testing procedures and audit risk and control assessments. Responsibilities will also include documenting ... are looking for individuals who are passionate about mitigating risk , problem solving, and protecting the bank ...work paper documentation. May perform complex testing procedures and audit risk and control assessments. + Makes… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Quantitative Audit Manager (QAM) is responsible for the delivery of complex technical ... assessments related to the identification and mitigation of risk associated with both financial and non-financial models and...the model's expected use and the scope of the Audit project. 2. In coordination with the more experienced… more