- TD Bank (New York, NY)
- …Compliance experience **Preferred Qualifications:** + Experience with a registered US broker dealer, regulator, or global financial organization. + Knowledge of ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- M&T Bank (Williamsville, NY)
- …all necessary parties involved in a new loan application, including the customer, broker , all co-workers, and other external partners to ensure a seamless and ... application ie: Verification of Employment, IRS Transcripts, title search, appraisal, bank statements, etc. + Immediately notifies all necessary parties of… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required. + Knowledge of ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- TD Bank (New York, NY)
- …with Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through acquisitions ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 5 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge of global ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- Mizuho Corporate Bank (New York, NY)
- …Fortinet firewalls, web proxies, F5 LTM/GTM , Network monitoring tools ( Cisco Nexus Data Broker , Extrahop , SolarWinds ) . + Applications : Cisco ISE, BlueCAT D NS ... recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's… more
- Mizuho Corporate Bank (New York, NY)
- …2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime Broker Agreements). + Ability to understand an Investment Advisor's organization ... recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's… more
- Mizuho Corporate Bank (New York, NY)
- …capital calculations for all Mizuho Americas businesses and products (banking, broker -dealer and derivatives trading) under Basel III + Conduct quantitative analyses ... recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's… more
- Tompkins Community Bank (Batavia, NY)
- …college degree in related field or equivalent experience preferred + Licensed insurance broker or ability and willingness to obtain license within one year of ... Off + 11 Holidays + Tuition Reimbursement + Free Parking throughout Tompkins Community Bank + Employee Referrals EEO Statement Tompkins is committed to a policy of… more
- CIBC (New York, NY)
- …in a variety of industry segments. The role is located within the non- bank financial institutions section, which includes broker -dealers, asset managers, pension ... We're building a relationship-oriented bank for the modern world. We need talented,...the Global Trading Credit provides counterparty credit analysis for non- bank financial institutions working closely alongside a senior member… more