- JPMorgan Chase (New York, NY)
- …zones, including multi-national corporations, high-growth technology companies, commercial banks, non- bank financial institutions, central banks and broker ... dealers. Our advanced, end-to-end solutions which combine physical, notional and virtual techniques enable our clients to achieve visibility, control and optimization of working capital. **Job responsibilities** + Partners with the Product Manager to identify… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... the US Compliance Examination Plan established to ensure adherence with broker -dealer requirements and compliance with federal and self-regulatory organization (SRO)… more
- SMBC (New York, NY)
- …solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies ... Group will be responsible for the credit and performance analysis of non- bank loan originators and servicers, primarily to support SMBC's growing securitization… more
- KeyBank (Amherst, NY)
- …across Key's Asset Management activities (ie - wealth management and trust, broker -dealer, and swap dealer) and lines of business, products, and functional ... The Director must have comprehensive knowledge of wealth management, fiduciary/trust, broker -dealer, and investment management as well as a strong understanding of… more
- Scotiabank (New York, NY)
- …of cross-asset structured notes to a diverse client base, including private banks, broker dealers and RIAs. The ideal candidate will have a deep understanding of ... Proven track record of established relationships with private banks, broker dealers, RIA's, and asset managers in the US...States : Texas : Houston Scotiabank is a leading bank in the Americas. Guided by our purpose: "for… more
- SMBC (New York, NY)
- …products. SMBC Nikko Securities America, Inc. is an SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and ... clients. The individual will support activities within our swap dealer and broker dealer businesses including derivatives, FX, repo and securities lending. As part… more
- Citigroup (Getzville, NY)
- …regulators as needed to provide information and responses. + Participate in bank examinations and internal and external audits. + Maintain communication with the ... skills. + 4+ years of related experience in the banking / broker -dealer industry. + Material experience with operational risk disciplines; processes, risks and… more
- Atria Wealth Solutions (Corning, NY)
- …years of sales experience in the financial services industry, preferably in a bank or credit union + Excellent communications skills, both verbal and written, ... LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record...their members. We're ranked as one of the top broker -dealers in the industry and we work with some… more
- Brighton Health Plan Solutions, LLC (Westbury, NY)
- …approvals and ensure expenses are paid in accordance with company policy. + Own broker payment process and enforce company policies around the process. + Review all ... broker contracts (pass through arrangements) and ensure agreements are...payments ensuring payments are reversed in the ledger and bank . + Own process of Credit Balance and Subrogation… more
- JPMorgan Chase (New York, NY)
- …responsibilities** + Champion and support your teammates' success and the goals of the bank , while fostering a culture of diversity + Build a book of business and ... Embrace digital innovations to help clients become more digitally confident and bank when, where, and how they want **Required qualifications, capabilities, and… more