- US Bank (San Francisco, CA)
- …the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program ... with Model Owners and Developers to validate models related to the Bank 's Compliance and Financial Crimes groups, which can include Anti-Money Laundering (AML),… more
- City National Bank (Los Angeles, CA)
- …and ensuring adherence to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements ... *HEAD OF CONSUMER LENDING COMPLIANCE * WHAT IS THE OPPORTUNITY? The Head of...responsible for oversight of and periodic analysis of the Bank 's Consumer Lending (Credit Cards), assisting business areas to… more
- City National Bank (Los Angeles, CA)
- …to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements (eg ... * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- Bank of America (Newport Beach, CA)
- …day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches FAs, Client Associates ... insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office...job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill… more
- City National Bank (Los Angeles, CA)
- …OPPORTUNITY? Responsible for performing a variety of tasks related to ensuring the Bank 's compliance under the Community Reinvestment Act. in this role, ... and develop programs to meet those needs within the Bank 's assessment areas. Will also assist in the evaluation...in the evaluation and processing of donation requests from Bank employees and community organizations, and sound recommendations to… more
- City National Bank (Los Angeles, CA)
- …'s commercial clients. This role involves evaluating insurance requirements, ensuring compliance with regulations and bank policies, and supporting clients ... verify insurance policies for commercial loan clients to ensure adequate coverage and compliance with bank requirements. * Act as a liaison between the bank ,… more
- City National Bank (Los Angeles, CA)
- …relationships and their business transactions. Monitors and maintains operations procedures for compliance to bank policies and industry regulations. Acts a ... *Client Servicing Manager Division Operations- Private Bank * WHAT IS THE OPPORTUNITY? Incumbents in this...management team on client servicing, operational risk management and compliance matters. Works with the management team to incorporate… more
- Columbia Bank (Los Angeles, CA)
- …especially the Credit team when there is a borrowing relationship. + Demonstrates compliance with all bank regulations for assigned job function and applies ... up to date on regulation changes. + Follows all Bank policies and procedures, compliance regulations, and completes all required annual or job-specific training.… more
- City National Bank (San Francisco, CA)
- …INTEL SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible for the ... and prevention control environment. This Senior Manager will drive bank 's transaction monitoring and OFAC enterprise solution strategy, including introducing… more
- City National Bank (Los Angeles, CA)
- …of employment, etc. * Send various letters to clients to ensure City National Bank remains in compliance with all federal, state, and local regulations. * ... Review and approve title commitments and ensure they meet City National Bank 's requirements. * Ensure hazard and flood policies are acceptable and meet City National… more