- NBT Bank (Lake Placid, NY)
- …focus on sales activities and related results. Monitors, identifies and controls compliance risks and operational exposure and assists with management of the branch ... satisfaction. + 15% Provides supervisory oversight of branch operations, compliance , and risk. Works with branch manager to ensure...information security and fraud risk. + 5% Represents the bank in the local market fulfilling a leadership role… more
- M&T Bank (Buffalo, NY)
- …dynamic, integrated team of engaged professionals - an extension of M&T Bank 's longstanding dedication to strengthening our community - focused on revitalization ... our students and their families to succeed. We are part of M&T Bank 's 30-year partnership with Westminster Community Charter School, proudly providing resources to… more
- M&T Bank (Amherst, NY)
- …KYC Refresh cases or fielding Requests for Information (RFIs) from Corporate Compliance . **Primary Responsibilities:** + Complete ongoing KYC due diligence on WISD ... and processing of information needed to satisfy RFIs from Compliance . + Analyze and interpret inputs to determine course...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- TD Bank (New York, NY)
- …entries and reconciliations for broker-dealer and non-broker-dealer entities and ensure compliance with US GAAP and IFRS standards. Key Responsibilities + Oversee ... principles, US GAAP, and IFRS. + Knowledge of Sarbanes-Oxley controls and compliance requirements. + Advanced proficiency in Microsoft Excel and automation tools… more
- TD Bank (New York, NY)
- …Management** + Partner with Front Office, Sales, Technology, Finance, Legal, and Compliance to design processes and resolve complex issues. + Serve as the ... + Drive technology enhancements to support business growth. + Ensure compliance with regulatory requirements and internal policies. **Qualifications** + 8+ years… more
- NBT Bank (Norwich, NY)
- …(M&A). This role is critical to ensuring legal and regulatory compliance , mitigating risk, and enabling innovation across the institution's operations. The ... services, digital transformation, and artificial intelligence. + Provide guidance on compliance with applicable laws and regulations (eg, GLBA, FFIEC). + Support… more
- TD Bank (New York, NY)
- …the audit activities for technologies supporting Financial Crimes processes for all TD Bank US Holdings segments and entities. **Depth & Scope:** + Provides people ... control culture + Develops a team focused on enterprise compliance , not just local needs + Develops & maintains...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- TD Bank (New York, NY)
- …+ Ensures business data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines + Performs data profiling ... Acts as a brand ambassador for your business area/function and the bank , both internally and/or externally **Physical Requirements:** Never: 0%; Occasional: 1-33%;… more
- TD Bank (New York, NY)
- …and applicable regulatory guidelines + Coordinates with other FCRM partners and compliance partners to ensure consistence in the application of FCRM **Employee/Team ... as a brand champion for your function and the bank , both internally and/or externally + Grows knowledge of...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- M&T Bank (Cazenovia, NY)
- …immediate need. Accurately balance and process customer transactions efficiently following Bank Policy. Take ownership of escalated account services issues until ... Process customer/account maintenance accurately. Complete Consumer AML (Anti-Money Laundering)/BSA ( Bank Secrecy Act)/ KYC (Know Your Customer related activities.… more