- TD Bank (New York, NY)
- …workflows. + Experience in financial-crime analytics, and related compliance domains (transaction monitoring, screening, alert scoring, segmentation); knowledge ... Develops mitigation plans or lead/contribute to the completion of necessary compliance /new process assessment templates + Contributes to Quality Assurance activities… more
- M&T Bank (Getzville, NY)
- …and reporting, ensuring team is effectively working their portfolios and compliance with state/federal and investor guidelines. Work with foreclosure attorney, ... counsel to resolve disputes involving property in which the bank or its investors have an interest. + Serve...the updating of documentation and follow up. + Ensure compliance with federal, state, regulatory and investor guidelines regarding… more
- NBT Bank (Tully, NY)
- …focus on sales activities and related results. Monitors, identifies and controls compliance risks and operational exposure and assists with management of the branch ... satisfaction. + 15% Provides supervisory oversight of branch operations, compliance , and risk. Works with branch manager to ensure...information security and fraud risk. + 5% Represents the bank in the local market fulfilling a leadership role… more
- TD Bank (New York, NY)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... and news + Ensures that business / department operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more
- Canandaigua National Bank & Trust (Syracuse, NY)
- Mortgage Loan Originator Canandaigua National Bank Location: Syracuse, NY What does a Mortgage Loan Originator do? Responsible for continuously soliciting, ... underwriting, and coordinating the closing of residential mortgage loans in compliance with the Canandaigua Mortgage Company's lending policies and procedures;… more
- M&T Bank (Buffalo, NY)
- …dynamic, integrated team of engaged professionals - an extension of M&T Bank 's longstanding dedication to strengthening our community - focused on revitalization ... our students and their families to succeed. We are part of M&T Bank 's 30-year partnership with Westminster Community Charter School, proudly providing resources to… more
- JPMorgan Chase (New York, NY)
- …issues with all relevant internal stakeholders (including Alternatives Legal, Corporate Tax, Bank Regulatory Legal, Compliance and other colleagues) + Support ... key procedures for the business + Assist with internal audits and compliance exams **Required qualifications, capabilities and skills** + 5+ years of experience… more
- Citigroup (New York, NY)
- …including across all product groups. + Responsible for strict adherence to the Bank and CPB compliance /regulatory framework. + Collaborate with the in-business ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance… more
- M&T Bank (Oceanside, NY)
- **Overview** **:** Identifies customers' needs through the bank 's retail sales process to provide proactive sales solutions through customer outreach for basic and ... leveraging the portfolio management process and utilizing the fundamentals of the Bank 's sales process to achieve personal sales and/or referral goals. + Play… more