- NBT Bank (Vestal, NY)
- …a variety of sources, coordinate preparation and review of loan documentation, and ensure bank policy and regulatory compliance . This is an entry level position ... requests for both new and existing borrowers to the bank to ensure proper documentation is obtained to underwrite,...compliance requirements are met and loan adheres to bank policies and procedures. Gather additional documentation and order… more
- City National Bank (New York, NY)
- …their business transactions. Monitors and maintains procedures and controls to ensure compliance with bank policies and industry regulations. Ensures client ... acts as a liaison to other departments throughout the bank to identify solutions and resolve any opportunities that...and/or issues, to avoid financial/key relationship loss to the Bank . Takes appropriate action to prevent future issues as… more
- Pioneer Bank (Albany, NY)
- …multiple computer systems while interacting with customers. + Understands and maintains compliance with Bank policies and procedures and applicable laws and ... our customers. Essential Job Functions: + Provides answers to bank or financial related questions including but not limited...calls in a timely, professional, and courteous manner supporting bank customers and bank retail locations as… more
- City National Bank (New York, NY)
- …action/remediation plans by providing observations and findings including any gaps in compliance with Bank policies and standards * Maintain workpapers to ... of the IT Disaster Recovery risk program and procedures consistent with City National Bank 's and RBC's Risk Framework to ensure a sound control environment from an… more
- Trustco Bank (Schenectady, NY)
- …Status:** Non-Exempt **Salary Grade:** NE12 **Supervisory Responsibility:** No **SUMMARY:** The Compliance Coordinator monitors Bank policies and procedures to ... documents and data provided by regulatory owners. . Update compliance metrics. . Collect and maintain the Bank... compliance metrics. . Collect and maintain the Bank 's written policies and procedures relative to consumer … more
- M&T Bank (Getzville, NY)
- …and software utilized by the Division. **Experience Preferred:** Mortgage Servicing Background Compliance Background M&T Bank is committed to fair, competitive, ... in the development, implementation and execution of various operational risk/ compliance -related initiatives at the business line level, to include production… more
- M&T Bank (Buffalo, NY)
- …assessment on a recurring and ad-hoc basis in support of achieving the Bank 's risk management objectives and regulatory compliance . + Develop and maintain ... focus on Cyber, Technology, Data and Transformation Risk within the Commercial Bank . This position is responsible for establishing the long-range strategic direction… more
- KeyBank (Amherst, NY)
- … Associate - Financial Crimes Risk Management (FCRM) Governance Team role ensures Key's compliance with Bank Secrecy Act (BSA), USA PATRIOT Act, Office of ... This position is in the FCRM Sanctions and Trade Compliance Team. + Review and disposition system alerts, transactions,...regulatory requirements, this includes, but is not limited to, Bank Secrecy Act (BSA), USA PATRIOT Act, Office of… more
- Heritage Financial Credit Union (Middletown, NY)
- …in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, mortgage ... Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully...financial institution activities including but not limited to the Bank Secrecy Act, TILA, RESPA, TRID, HMDA, ECOA, TILA,… more
- Banco Popular Puerto Rico (New York, NY)
- …Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank , including the development, implementation, and ... risks. Serve as the subject matter expert for Popular Bank on all lending compliance related matters,...expert for Popular Bank on all lending compliance related matters, including consumer lending, mortgage, and commercial… more