- SMBC (New York, NY)
- …knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non- bank loan originators and servicers, including fintech ... Group will be responsible for the credit and performance analysis of non- bank loan originators and servicers, primarily to support SMBC's growing securitization… more
- KeyBank (Albany, NY)
- …Brooklyn Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and contingent ... large-scale initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and...and regulations may include without limitation the following: the Bank Secrecy Act ("BSA"); the USA PATRIOT Act of… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...Sales and Trading businesses within the Corporate & Investment Bank line of business (LOB). You will be required… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of Compliance ... + Lead the development and execution of the centralized culture of compliance program, including the creation and maintenance of the communication, awareness, and… more
- Citigroup (Getzville, NY)
- …a way that facilitates transparency of the control and management of the data compliance risks consistent with the bank 's risk appetite statement and all ... Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent ... Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing… more
- SMBC (New York, NY)
- …Dealer clients + Knowledge of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent communication and ... Broker Dealers platform within GFIG. Candidates should have general bank knowledge to include: bank capital structure,...should have general bank knowledge to include: bank capital structure, and a general understanding of regulatory… more
- EPI (Rochester, NY)
- …Residential programs, established by providers and to ensure quality and Medicaid Compliance standards are met, through verification of all completed Office for ... Health savings account + Life insurance + Generous PTO bank + Parental leave + Referral program Essential Functions:...Parental leave + Referral program Essential Functions: + Ensures compliance with all OPWDD and DOH regulations. + Creates… more
- New York State Civil Service (Albany, NY)
- …of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23 ... * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational, regulatory and… more