- Scotiabank (New York, NY)
- …the appropriate course of action based on analysis, internal credit policies/procedures, and the Bank 's risk appetite * Help to ensure the team and work product is ... and new client transactions for the CIR industry in line with current Bank credit and documentation policies and procedures * Build financial models based on… more
- Aston Carter (Colonie, NY)
- …training. + Assist in training new team members as needed. + Participate in required compliance training such as Bank Secrecy Act (BSA). + Meet or exceed ... operational tasks including ATM balancing and branch proofing. + Ensure compliance with all policies, procedures, and regulatory requirements. + Maintain in-depth… more
- BMO Financial Group (New York, NY)
- …Understands the complexity of transactions and related risks (credit, market, operational, legal/ compliance , etc.) + Balances the Bank 's risk appetite with ... complexity of transactions and related risk (eg, credit, market, operational, legal/ compliance , etc.) + Provides direction and feedback to Analysts; accountable for… more
- Banc of California (New York, NY)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages,… more
- KeyBank (Rochester, NY)
- …with a complexity profile commensurate to experience (primarily participations in other bank 's syndicated deals with a small number of Left Lead deals), reviewing ... legal documentation, and assisting product partners in cross-selling additional bank products. This individual should demonstrate leadership skills within credit… more
- Comerica (New York, NY)
- …responses to incoming correspondence and any other client requests to ensure compliance with the governing document, applicable law and policies and procedures. ... and tracks tax reporting activities, coordinating with more senior Trust Administrators. Compliance Meets all compliance requirements under the supervision of a… more
- Scotiabank (New York, NY)
- …business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll ... centric culture focused on deepening client relationships and leverage broader Bank relationships, systems, and knowledge to deliver solutions that Scotiabank can… more
- Citizens (New York, NY)
- …senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the Bank 's full-service wealth management ... General Counsel supporting the Wealth Management Division of the Citizens Consumer Bank . The Associate General Counsel will report to the Senior Associate General… more
- Citigroup (New York, NY)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary...and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability… more
- Scotiabank (New York, NY)
- …goals, plans, and initiatives are executed and delivered in support of the Bank 's business strategies and objectives; and that all credit activities are conducted in ... compliance with governing regulations, as well as internal policies...focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. + Assist in preparing… more