- Commerce Bank (Dallas, TX)
- …the bank and to establish referral contacts within the marketplace + Ensure compliance with all bank policies, procedures, regulations, and laws + Manage a ... And after more than 155 years, we know Commerce Bank is only at its best when our people...to maintain a valid driver's license and meet Commerce Bank 's driving record criteria; ongoing employment may be contingent… more
- Bank OZK (Dallas, TX)
- …Banking by evaluating creditworthiness, financial analysis of matured loans, and ensuring compliance with the Bank 's credit policies. The Portfolio Manager plays ... analysis of tax returns, financial statements, global cash flow statements, bank statements, credit reports, OFAC reports and Personal Questionnaire response. +… more
- Capital One (Houston, TX)
- …employ all policies and procedures of the Bank . Remain up-to-date on all bank compliance regulatory policies and procedures and on all pending and proposed ... regulatory changes affecting bank compliance . **Basic Qualifications:** + Bachelor's Degree or Military Experience + At least 3 years of experience in credit… more
- Santander US (Dallas, TX)
- …Responsible for supporting Know Your Customer (KYC) execution in accordance with the Bank compliance policies and procedures. The role plays an important part ... Your Customer (KYC) processes and policies of US Santander Corporate and Investment Bank (SCIB). Objectives are to 1) ensure compliance with anti-money… more
- First National Bank of Omaha (Frisco, TX)
- …participate in local civic organizations, fostering connections within the community. + ** Compliance & Ethics:** Uphold bank policies, laws, and FINRA/SEC ... regulations, ensuring compliance with the bank 's BSA/AML Program as it applies to all job responsibilities. **If you're ready to join a legacy of client-centric… more
- First National Bank of Omaha (Plano, TX)
- …participate in local civic organizations, fostering connections within the community. + Compliance & Ethics: Uphold bank policies, laws, and FINRA/SEC ... regulations, ensuring compliance with the bank 's BSA/AML Program as it applies to all job responsibilities. \#IND123 **The Ideal Candidate for This Role:** +… more
- Banc of California (Austin, TX)
- …Accuracy, attention to detail, strong organizational skills + Excellent knowledge of Venture Bank compliance systems + Team orientation **HOW WE'LL SUPPORT YOU** ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...with one wholly-owned banking subsidiary, Banc of California (the " bank "). Banc of California is one of the nation's… more
- Scotiabank (Houston, TX)
- …executive committees. + Support and maintain US Records Inventory supporting the Bank 's compliance with the applicable regulatory requirements + **Regulatory and ... inadequate + Ensure that activities for Internal Controls are aligned with the Bank 's risk appetite and culture + Support the maintenance and oversight of critical… more
- Santander US (Dallas, TX)
- …+ Responsible for supporting Know Your Customer (KYC) execution in accordance with the Bank compliance policies and procedures. The role plays an important part ... end to end, in partnership with global teams for compliance with global/local regulations and jurisdictions, and policy. You...support of ad hoc projects to support regulatory, legal, bank and audit requirements. + Collaboration with a Global… more
- Scotiabank (Houston, TX)
- …+ Develop and maintain strong internal client relationships with focus on ensuring Compliance supports the Bank in its customer focused strategy + Work ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00...the Global Research Settlement. + Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities. + Strong… more