- TD Bank (New York, NY)
- …processes, and compliance with relevant laws and regulations for TD Bank 's Governance, Risk & Oversight Functions. This role supports audit engagements through ... role. **Line of Business:** Audit **Job Description:** The Senior Auditor - US Non-Financial Risk Management (NFRM) plays a...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- US Bank (New York, NY)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more
- Capital One (New York, NY)
- Principal Auditor - Credit Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Audit team. As a member… more
- M&T Bank (Buffalo, NY)
- …and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities. ... controls, including data lineage, metadata management, master data management, and compliance with regulatory requirements (eg, BCBS 239, GDPR, CCPA). + Evaluate… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Board of Elections Title Investigative Auditor - Audit/Approval and Payment - PCFB Occupational Category Financial, Accounting, Auditing Salary ... as may be necessary to effectuate a complete and thorough assessment of compliance with Rules, Regulations, statutes, and Board Opinions and policies.* Assist with … more
- University of Rochester (Albany, NY)
- …for the organization's information systems and related procedures to ensure compliance with the organization's policies, procedures and standards. Audits information ... a wide array of information systems areas. + Evaluates the University's compliance with the standard requirements and assessment procedures. + Completes the… more
- City National Bank (New York, NY)
- … reviews on specific loan-level accounts, as required. * Complies fully with all Bank Compliance policies and procedures as well as all regulatory requirements ... requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank 's compliance risk;… more
- TD Bank (New York, NY)
- …**Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for executing and leading audit engagements based on ... audit plans in alignment with applicable policies and regulatory guidelines for TD Bank 's Governance, Risk & Oversight Functions. The US Consumer Compliance team… more
- City National Bank (New York, NY)
- …to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements (eg ... * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY?...be accustomed to working with deadlines. * Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor … more
- TD Bank (New York, NY)
- …The Audit Manager II is a senior-level leader within the US Compliance Internal Audit function, providing specialized in-depth subject matter expertise and ... risk assessment, and execution of audits and related processes. The US Consumer Compliance team is primarily responsible for auditing US Consumer Compliance … more