- NBT Bank (Rochester, NY)
- Pay Range: $26.66 - $39.10 The Compliance Specialist II is directly responsible for preparing increasingly complex compliance and government filings within ... procedures to ensure accuracy and quality of deliverables. Review compliance and government filings of other team members within...filer plans and assist Plan Consultants in answering any auditor questions. + 10% Maintain a working knowledge of… more
- TD Bank (New York, NY)
- …the audit activities for technologies supporting Financial Crimes processes for all TD Bank US Holdings segments and entities. **Depth & Scope:** + Provides people ... contribute to a strong control culture + Develops a team focused on enterprise compliance , not just local needs + Develops & maintains strong relationships with key… more
- Bank of America (New York, NY)
- …Global-Corporate-and-Investment-Banking\_25043875) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...of internal audit or front office business control or compliance or risk management experience covering the corporate and… more
- M&T Bank (Buffalo, NY)
- …effective action when events occur which are beyond or potentially beyond the Bank 's risk appetite. + Formulate and implement risk management plans, inclusive of ... reporting and documentation, reviewing non- compliance to standards, creating targeted risk assessments, or reporting...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Huntington National Bank (New York, NY)
- …Commercial Card Issuing and sponsorship activities. + Review operational controls, compliance reports, and audit findings to ensure adherence to Huntington standards ... matter expert for Commercial Card Issuing and sponsorship partners, ensuring compliance with regulations and Huntington's commitment to integrity. + Maintain… more
- KeyBank (Amherst, NY)
- …and/or industry sponsored certifications in risk management, internal audit, and/or compliance (eg - Certified Information Systems Auditor (CISA), Certified ... Auditor (CIA), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), etc.). + Comprehensive knowledge of the operational, technical,… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with leading independent and objective ... assurance and consulting activities to evaluate the effectiveness of the Bank 's governance, risk management, and internal control processes. This position is… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... management to find solutions to address control weaknesses. The Auditor contributes to the overall success of the Audit...investment and corporate banking, and/or treasury functions within the Bank . The incumbent will also support the providing of… more
- DoorDash (New York, NY)
- …to join our Dasher Financial team. This role is about building the operations of a bank program at scale - a bank product that is already used by millions ... discrete operational problems in our banking products (eg, disputes, compliance workflows, bill pay reliability). + Create structured plans...The Covey tool has been reviewed by an independent auditor . Results of the audit may be viewed here:… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 23 Nov 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... will be responsible for all aspects of Tax Accounting, Reporting and Compliance for assigned business units including the preparation of quarterly and annual… more