- Capital One (Charlotte, NC)
- Principal Auditor - Credit Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Audit team. As a member… more
- First Horizon Bank (Raleigh, NC)
- …with regard to originations and to assure our employees are in compliance with company policies and investor and mortgage insurer requirements, including ... I, II, and III underwriters for pre-funding full file QC review in compliance with investor and mortgage insurer requirements, including requirements of HUD, VA,… more
- City National Bank (Charlotte, NC)
- … reviews on specific loan-level accounts, as required. * Complies fully with all Bank Compliance policies and procedures as well as all regulatory requirements ... requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank 's compliance risk;… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for executing and leading audit engagements based on ... audit plans in alignment with applicable policies and regulatory guidelines for TD Bank 's Governance, Risk & Oversight Functions. The US Consumer Compliance team… more
- City National Bank (Charlotte, NC)
- …to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements (eg ... * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The...be accustomed to working with deadlines. * Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor … more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role responsible for leading and ... contributing to compliance audits and regulatory and non-regulatory issue validation. This...Public Accountant (preferred) Or * CIA - Certified Internal Auditor (preferred) Or *Additional Qualifications* * Strong verbal and… more
- TD Bank (Charlotte, NC)
- …The Audit Manager II is a senior-level leader within the US Compliance Internal Audit function, providing specialized in-depth subject matter expertise and ... risk assessment, and execution of audits and related processes. The US Consumer Compliance team is primarily responsible for auditing US Consumer Compliance … more
- City National Bank (Charlotte, NC)
- …is a key strategic and integral role for the overall success of the bank . This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, ... Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working across… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best....or as part of a team. As the lead auditor , the APM helps influence engagement scope with support from ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more
- Bank of America (Charlotte, NC)
- …of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Audit-Manager\_25041688) **Job Description:** At Bank of America, we are guided by ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for… more