- City National Bank (Los Angeles, CA)
- …* Provide input to project plans in collaboration with assigned project lead or manager * Mentor less experienced staff in advanced topics * Migrate objects between ... and Build high quality software * Ensure work includes necessary audit controls, compliance , and security controls within the design and all deliverables *… more
- M&T Bank (Costa Mesa, CA)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... related duties as assigned. **Scope of Responsibilities:** As the manager for a book of client relationships, the Wealth...degree in Business Administration) or JD (Juris Doctor) M&T Bank is committed to fair, competitive, and market-informed pay… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank... Compliance Director in planning and executing the Bank 's annual SOX Compliance Program plan in… more
- Intuit (Mountain View, CA)
- …a cash crunch or growth needs. We're working to make this a reality. The Compliance Manager will support the commercial compliance team by providing product ... products and work to get them approved by our bank partner while contributing to the enhancement of our... partner while contributing to the enhancement of our compliance processes and systems. Intuit's products must continuously delight… more
- NVIDIA (Santa Clara, CA)
- …NVIDIA and play a pivotal role in our future! As a Global Payment Operations and Compliance Manager , you will be in a premier finance team at our Corporate ... (H2H) network to banks. + Ensure system reconciliations between H2H transmission, bank acknowledgements and rejection files. + Develop and maintain fraud detection… more
- Lincoln Financial (Sacramento, CA)
- …#:** 74829 **The Role at a Glance** We are excited to be hiring a ** Manager , Compliance testing team** role in our Retirement Plan Services business line in ... ask applicants to provide their social security numbers, date of birth, bank account information or other sensitive information in job applications. Additionally,… more
- Banc of California (Laguna Hills, CA)
- …and recommends and initiates corrective actions; ensures that the branch is in compliance with established Bank policies, procedures and state and federal ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Banc of California (Los Angeles, CA)
- …fee waivers. + **Deposit Growth/Deposit Pricing:** Drives deposit growth consistent with bank 's appetite and at direction of Manager . Recommend deposit pricing ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...marketing collateral to support strategy. + **Risk Management and Compliance :** Maintains strong knowledge of risk and compliance… more
- SMBC (Los Angeles, CA)
- …of the Bank 's loan policies and Risk Rating System. * Follows all Bank policies and procedures, compliance regulations, and completes all required annual or ... to its employees. Our mission is to be "the bank of choice" for middle market and professional service...As part of the Diversified Industries vertical, the Relationship Manager will be pivotal in managing key banking relationships… more
- Banc of California (San Diego, CA)
- …product price concessions, ECRs, and fee waivers. + Drive deposit growth consistent with bank 's appetite and at direction of Manager . Work with lending teams to ... prevention treasury products that will assist clients and the bank in managing risk. Completes all compliance ...the bank in managing risk. Completes all compliance certifications. + Demonstrate sales leadership, professionalism, and a… more