- City National Bank (New York, NY)
- *BUSINESS AFFAIRS MANAGER * *WHAT IS THE OPPORTUNITY?* This position is a multi-faceted role that will work directly with the City National Rochdale (CNR) Director of ... Act as the 1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and regulatory responses .… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is...and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...or a CPA + Financial Services Experience + Consumer Compliance Experience + Direct management of people and teams… more
- NBT Bank (Rochester, NY)
- …sponsor or assume sponsorship of an employment Visa at this time. NBT Bank offers a stimulating work environment that recognizes talent and encourages teamwork. Our ... benefits for eligible employees - like our Tuition Reimbursement Program. Join NBT Bank and build your career through the many growth, learning and collaborative… more
- Bank of America (New York, NY)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Amalgamated Bank (New York, NY)
- … Bank ! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the bank -wide BSA/AML/OFAC Compliance program ... to ensure that the Bank is in compliance with state and federal BSA, USA PATRIOT, AML...interviewed at least once, in person, with the hiring manager . Amalgamated Bank does not sponsor applicants… more
- Amalgamated Bank (New York, NY)
- … compliance with federal and state regulations, as well as all Bank compliance -related policies and procedures. Organize and execute day-to-day operational ... Amalgamated Bank is seeking a Testing Compliance ...interviewed at least once, in person, with the hiring manager . Amalgamated Bank does not sponsor applicants… more
- Bank of America (Buffalo, NY)
- …day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches FAs, Client Associates ... job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more