- Trustco Bank (Schenectady, NY)
- … bank operational and security policies and procedures including compliance and privacy policies and procedures to maintain customer confidentiality. **ESSENTIAL ... **Job Title:** Teller **Reports to:** Branch Manager **FLSA Status:** Non-Exempt **Salary Grade:** NE11 ($17.50...Other duties may be assigned by supervisor and/or Trustco Bank 's Board of Directors. + Assists customers with all… more
- Canandaigua National Bank & Trust (Canandaigua, NY)
- …in support of risk management and overall safety and soundness and the Bank 's compliance with all regulatory requirements, eg Community Reinvestment Act (CRA), ... is illustrative: + Supports and assists the Community Office Manager in creating a consistently exception customer service experience....level knowledge of the features and benefits of all bank products and services in order to ascertain customer… more
- TD Bank (New York, NY)
- …and regulatory guidelines. + Trains others. + Monitors or implements legal compliance measures as required by projects. **Education & Experience:** + Bachelor's ... Excellent communication skills **Customer Accountabilities:** + Understands and supports the Bank 's Customer Service Strategy + Considers the impact of decisions on… more
- TD Bank (New York, NY)
- …escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls, ... + Act as a brand ambassador for your business area/function and the bank , both internally and/or externally **BREADTH & DEPTH:** + SME business partner knowledge… more
- Mizuho Corporate Bank (New York, NY)
- …and ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager . The Associate is responsible for reviewing the AML ... Job Description The Compliance function manages compliance and regulatory...conduct searches, gather data and record evidence from the Bank 's internal systems, the internet and commercial databases +… more
- TD Bank (New York, NY)
- …monitor effective internal controls and ensure business activities remain within TD Bank 's risk appetite and comply with external regulatory requirements. The team ... Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses...G&C leads, and Risk and Control Partners such as Compliance and Risk Management; and + Foster an environment… more
- TD Bank (New York, NY)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... and news + Ensures that business / department operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities cover multiple… more
- TD Bank (New York, NY)
- …on a multi-year digital transformation of GTB to position the transaction bank as a leading North American multi-currency treasury provider, enabling significant ... business growth across the TDS franchise. Reporting to the Senior Manager of transaction banking, we are looking for a Business Systems Analysis expert to plan,… more
- TD Bank (New York, NY)
- …or equivalent programming language and SQL + Experience in Financial Crimes / Compliance Risk Analytics + Experience in optimization / testing / tuning of AML/CTF ... a brand ambassador for your business area/function and the bank , both internally and/or externally **Who We Are:** TD...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more