- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities cover multiple… more
- TD Bank (New York, NY)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... and news + Ensures that business / department operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more
- TD Bank (New York, NY)
- …on a multi-year digital transformation of GTB to position the transaction bank as a leading North American multi-currency treasury provider, enabling significant ... business growth across the TDS franchise. Reporting to the Senior Manager of transaction banking, we are looking for a Business Systems Analysis expert to plan,… more
- HSBC (Buffalo, NY)
- …its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + ... US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc +...risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and issues, identifying the… more
- TD Bank (New York, NY)
- …or equivalent programming language and SQL + Experience in Financial Crimes / Compliance Risk Analytics + Experience in optimization / testing / tuning of AML/CTF ... a brand ambassador for your business area/function and the bank , both internally and/or externally **Who We Are:** TD...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …risk appetite. Provides effective challenge, oversight, and outcomes, while operating within the Bank 's risk appetite. Acts as a thought leader for the evolution of ... with data analysis and visualization tools. + Knowledge of regulatory and compliance requirements in the financial industry. + Results-driven mindset with a focus… more
- Trustco Bank (Elmsford, NY)
- … bank operational and security policies and procedures including compliance and privacy policies and procedures to maintain customer confidentiality. **ESSENTIAL ... protected by law. **Job Title:** Teller **Reports to:** Branch Manager **FLSA Status:** Non-exempt **Salary Grade:** NE11 **Supervisory Responsibility:** No… more
- TD Bank (New York, NY)
- …+ Ensures business data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines + Performs data profiling ... Acts as a brand ambassador for your business area/function and the bank , both internally and/or externally **Physical Requirements:** Never: 0%; Occasional: 1-33%;… more
- M&T Bank (Buffalo, NY)
- …on-the-job application. Participants will be introduced to the M&T Bank organization while learning Commercial-specific job knowledge, and professional development ... of a loan. + Participate in observations and rotations within the Commercial Bank and Credit departments. + Partner with department personnel to assist on projects… more
- TD Bank (New York, NY)
- …that vary in scope and complexity including daily operations of work, compliance and audits, quality assurance and vendor management + Leads discussions with ... of issues + Evaluates all legal domestic relations orders for compliance , seeks legal opinion where needed, and approves qualification (or non-qualification)… more