- TD Bank (New York, NY)
- …that vary in scope and complexity including daily operations of work, compliance and audits, quality assurance and vendor management + Leads discussions with ... of issues + Evaluates all legal domestic relations orders for compliance , seeks legal opinion where needed, and approves qualification (or non-qualification)… more
- TD Bank (New York, NY)
- …and structured products + Manages investment management product including strategies and manager 's available on the platform + Manages solicitation policy for all ... with risk appetite + Ensures all products are in compliance and meet all regulatory requirements **Education & Experience:**...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives ...management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered… more
- Pioneer Bank (Schenectady, NY)
- TITLE: Client Service Supervisor LOCATION: Rotterdam REPORTS TO: Branch Manager CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE 30 ($20.00 - $30.19 per hour) ... Leads by example while consistently achieving sales goals and supporting Branch Manager in coaching efforts. + Assists management in monitoring branch operational… more
- M&T Bank (Buffalo, NY)
- …One location._ **Overview:** Responsible for analyzing, documenting, and monitoring compliance with cybersecurity policies, procedures, and best practices. Creates ... of organization. + Maintain and implement systems and processes for monitoring compliance to policies and procedures and identifying data for daily business… more
- M&T Bank (Buffalo, NY)
- …process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary reviews, ... CRA, Corporate Tax, and Sustainability) + Function as the Operations & Risk Manager 's surrogate with respect to the ownership of the department's software systems… more
- TD Bank (New York, NY)
- …one of the three regional finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the USA providing support in financial, management, ... - 002 + Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy requirements. + Understanding… more
- M&T Bank (Buffalo, NY)
- …position is based in Buffalo, NY. Relocation will be provided._ **Overview** M&T Bank is seeking a Chief Information Officer for Consumer and Business Banking ... the technology strategy for Consumer and Business Banking in alignment with the bank 's broader digital transformation objectives + Work with senior management in and… more
- M&T Bank (Buffalo, NY)
- …will be located in Buffalo, New York working primarily with M&T Bank (M&T) business teams that support performing (Banking Services) and non-performing (Customer ... Such advice will include, but is not limited to, compliance with applicable state and federal laws and regulations...to support M&T's Residential Mortgage Division + Keep colleagues, manager , senior management and other personnel up to date… more
- TD Bank (New York, NY)
- …lines of credit, term loans and commercial paper backup facilities. As a Senior Manager covering CIB Credit in the Product Control Team, you will: + Oversee and/or ... finance, accounting, + 10+ years related experience. The Director - Finance, Group Manager , TDS oversees a team of Business Finance professional roles that provide… more