- TD Bank (New York, NY)
- …Management** + Partner with Front Office, Sales, Technology, Finance, Legal, and Compliance to design processes and resolve complex issues. + Serve as the ... + Drive technology enhancements to support business growth. + Ensure compliance with regulatory requirements and internal policies. **Qualifications** + 8+ years… more
- Pioneer Bank (Schenectady, NY)
- TITLE: Client Service Supervisor LOCATION: Rotterdam REPORTS TO: Branch Manager CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE 30 ($20.00 - $30.19 per hour) ... Leads by example while consistently achieving sales goals and supporting Branch Manager in coaching efforts. + Assists management in monitoring branch operational… more
- TD Bank (New York, NY)
- …the audit activities for technologies supporting Financial Crimes processes for all TD Bank US Holdings segments and entities. **Depth & Scope:** + Provides people ... control culture + Develops a team focused on enterprise compliance , not just local needs + Develops & maintains...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- TD Bank (New York, NY)
- …+ Ensures business data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines + Performs data profiling ... Acts as a brand ambassador for your business area/function and the bank , both internally and/or externally **Physical Requirements:** Never: 0%; Occasional: 1-33%;… more
- TD Bank (New York, NY)
- …and applicable regulatory guidelines + Coordinates with other FCRM partners and compliance partners to ensure consistence in the application of FCRM **Employee/Team ... as a brand champion for your function and the bank , both internally and/or externally + Grows knowledge of...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …to support our HR Business Partner team aligned to our Corporate and Investment Bank . In this role, you will work on human capital initiatives including performance ... the industry and consults with policy/process owners within HR to ensure compliance + Manages stakeholder relationships to develop and deliver integrated solutions +… more
- Mizuho Corporate Bank (New York, NY)
- … screening platforms. This role emphasizes deep technical expertise in FIRCO, Prime Compliance Manager , and Quantexa, and requires a proactive approach to ... of compliance screening platforms including FIRCO, Prime Compliance Manager , and Quantexa- Collaborate with architecture...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- TD Bank (White Plains, NY)
- …a key point of escalation and governance, maintaining rigorous standards of compliance and operational excellence. **Depth & Scope:** + Provides oversight of trading ... response to new or amended regulations + Partners with Compliance , Risk, Technology, and other business units to ensure...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- TD Bank (New York, NY)
- …of three regional finance teams supporting the Wholesale Banking segment of TD Bank Group. The group plays a critical role in financial, management, and regulatory ... principles, US GAAP, and IFRS. + Knowledge of Sarbanes-Oxley controls and compliance requirements. + Proficiency in Microsoft Excel and familiarity with automation… more
- M&T Bank (Buffalo, NY)
- …process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary reviews, ... CRA, Corporate Tax, and Sustainability) + Function as the Operations & Risk Manager 's surrogate with respect to the ownership of the department's software systems… more