- M&T Bank (Buffalo, NY)
- …Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or liquidity risk undertaken ... risk reporting, risk identification, risk policies and governance and regulatory compliance . + Maintain and develop in others knowledge on standard concepts,… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business (Accounting or… more
- TD Bank (New York, NY)
- …portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading products and jurisdictions, while aligning with ... + Acts as a key point of contact for Front Office, Legal, Compliance , Credit, on regulatory documentation matters + Reviews and analyzes TD Securities' new… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Business Risk Manager will perform first line of defense holistic risk management responsibilities in support of two major Business Areas: ... and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Adhere to applicable compliance /operational risk… more
- M&T Bank (Buffalo, NY)
- …such as the maintenance, validation, and / or updating in the compliance data management system (Archer). Communicate findings to management. + Monitor business ... projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. Validate the quality of the… more
- NBT Bank (Williamsville, NY)
- …services, including Wire and ACH processing. Provides support to Department Manager in departmental projects, defining and recommending procedural changes. Education ... and updates ACH and Wire operating procedures software, and compliance OFAC & BSA materials and guides. Maintains Business...sponsorship of an employment Visa at this time. NBT Bank offers a stimulating work environment that recognizes talent… more
- M&T Bank (Buffalo, NY)
- …and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities. ... controls, including data lineage, metadata management, master data management, and compliance with regulatory requirements (eg, BCBS 239, GDPR, CCPA). + Evaluate… more
- Berkshire Bank (Rome, NY)
- Division: Retail Banking Department: Various Branch Network Reports to: Branch Manager Status: Non-Exempt Grade: 6 Pay Range: $19.00 - $31.86 Actual compensation ... outreach to clients, prospects, and the community. Ensures proper documentation and compliance for all new accounts, loan requests, and account maintenance. Key… more
- M&T Bank (Getzville, NY)
- …accounting requirements with input from Operational Accountant III, IV or Manager . + Participate in responsibilities associated with new business initiatives under ... Manager 's direction. + Mentors and trains less experienced staff...breaches in Corporate Risk policies. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- TD Bank (New York, NY)
- …The team partners closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with our TDGUS and CUSO ... ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will… more